Ravenscroft Investments (UK) Limited

• Principal Place of Business

  The Singing Men's Chambers

  19 Minster Precincts

  Peterborough

  Cambridgeshire

  PE1 1XX

  UNITED KINGDOM

  Phone

  +441733315155

• Complaints Contact

  The Singing Men's Chambers

  19 Minster Precincts

  Peterborough

  Cambridgeshire

  PE1 1XX

  UNITED KINGDOM

  Phone

  +441733315155

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Electronic Trade Settlement

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Paul Stuart Greaves

  IRN PSG01026

  • CF30 Customer (31 Jul 2014 to 23 Apr 2018)
• Rachael Marie Hornby

  IRN RMH01163

  • SMF16 Compliance Oversight (since 24 Sep 2024)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 24 Sep 2024)
• Richard Edward Allen

  IRN REA01017

  • [FCA CF] Client dealing (1 Jan 2021 to 23 Feb 2026)
  • [FCA CF] Functions requiring qualifications (1 Jan 2021 to 23 Feb 2026)
  • [FCA CF] Material risk taker (1 Jan 2021 to 1 Jul 2022)
  • CF30 Customer (7 Jan 2015 to 8 Dec 2019)
• Richard Mason

  IRN RXM03025

  • CF30 Customer (26 Sep 2017 to 6 Jul 2023)
• Robert Alexander David Tannahill

  IRN RAT01063

  • CF30 Customer (29 Sep 2017 to 21 Feb 2019)
• Robin James Morton

  IRN RJM01266

  • [FCA CF] Client dealing (1 Jan 2021 to 4 Sep 2024)
  • [FCA CF] Functions requiring qualifications (1 Jan 2021 to 4 Sep 2024)
  • [FCA CF] Material risk taker (1 Jan 2021 to 1 Jul 2022)
  • CF30 Customer (31 Jul 2014 to 8 Dec 2019)
• Ross Andrew David Garrard

  IRN RAG01142

  • CF30 Customer (26 Sep 2017 to 6 Jul 2023)
• Samantha Dovey

  IRN SXD02452

  • CF30 Customer (26 Sep 2017 to 21 Feb 2019)
• Sophie Yabsley

  IRN SXY01251

  • CF30 Customer (26 Sep 2017 to 13 Dec 2021)
• Tiffany Gervaise-Brazier

  IRN TXG01470

  • CF30 Customer (23 Jan 2018 to 21 Feb 2019)

• Tees Investment Management Ltd (no longer appointed)

  FRN 919012 · Appointed 6 Jan 2020 · Until 18 Feb 2020

• Ravenscroft (CI) Limited (no longer appointed)

  FRN 679424 · Appointed 26 Jun 2017 · Until 10 Jul 2023

• Ravenscroft Investment Management Limited (no longer appointed)

  FRN 773445 · Appointed 8 Mar 2017 · Until 21 Dec 2021

• Ravenscroft Jersey Limited (no longer appointed)

  FRN 772842 · Appointed 1 Mar 2017 · Until 22 Feb 2018

No changes recorded yet.