Richard Edward Allen

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Titan Private Wealth Limited

    FRN 226392

    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 14. Managing investments
    • [FCA CF] Functions requiring qualifications (since 28 May 2025)
    • [FCA CF] Client dealing (since 28 May 2025)
  • Ravenscroft Investments (UK) Limited (no longer approved here)

    FRN 609277

    • [FCA CF] Material risk taker (1 Jan 2021 to 1 Jul 2022)
    • [FCA CF] Client dealing (1 Jan 2021 to 23 Feb 2026)
    • [FCA CF] Functions requiring qualifications (1 Jan 2021 to 23 Feb 2026)
    • CF30 Customer (7 Jan 2015 to 8 Dec 2019)
  • James Brearley & Sons Limited (no longer approved here)

    FRN 189219

    • CF30 Customer (1 Nov 2007 to 1 Dec 2014)
    • CF21 Investment Adviser (28 Mar 2007 to 31 Oct 2007)
  • THOMAS GRANT & COMPANY LIMITED (no longer approved here)

    FRN 163296

    • CF26 Customer Trading (7 Jan 2004 to 9 Feb 2007)
    • CF21 Investment Adviser (7 Jan 2004 to 9 Feb 2007)
    • CF22 Investment Adviser (Trainee) (13 Aug 2002 to 7 Jan 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.