James Brearley & Sons Limited

• Principal Place of Business

  Walpole House

  Unit 2 Burton Road

  Blackpool

  Lancs

  FY4 4NW

  UNITED KINGDOM

  Phone

  +4401253831100

  Web

  https://www.jbrearley.co.uk

• Complaints Contact

  Walpole House

  Unit 2 Burton Road

  Blackpool

  Lancs

  FY4 4NW

  UNITED KINGDOM

  Phone

  +4401253831100

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Security), Share, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Trade Settlement Routing

  For Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Stockbroking

  For Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Investment Setup

  For Retail (Investment), Debenture, Government and public security, Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Security), Share, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Electronic Trade Settlement

  For Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Adam Daniel Rosenberg

  IRN ADR01044

  • Director of firm who is not a certification employee or a SMF manager (since 1 Dec 2025)
• Adam Michael Rix

  IRN AMR01069

  • CF26 Customer Trading (1 Dec 2001 to 3 Dec 2001)
  • CF21 Investment Adviser (1 Dec 2001 to 3 Dec 2001)
• Adrian Williams

  IRN AXW01237

  • CF29 Significant management (6 Apr 2010 to 13 May 2011)
  • CF30 Customer (1 Nov 2007 to 13 May 2011)
  • CF3 Chief Executive (2 Aug 2005 to 4 Sep 2009)
  • CF1 Director (2 Aug 2005 to 4 Sep 2009)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
• Alan Pitt

  IRN AWP01030

  • CF21 Investment Adviser (1 Dec 2001 to 2 Apr 2004)
• Alexander Joel Snaith

  IRN AJS01665

  • 14. Managing investments
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • CF30 Customer (19 Mar 2018 to 8 Dec 2019)
• Amarjit Singh Bansal

  IRN ASB01066

  • CF21 Investment Adviser (16 Apr 2002 to 10 Jan 2003)
  • CF26 Customer Trading (16 Apr 2002 to 10 Jan 2003)
• Andrew David Holt

  IRN ADH01156

  • [FCA CF] Significant management (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Material risk taker (since 9 Dec 2019)
  • CF30 Customer (19 Aug 2013 to 8 Dec 2019)
• Andrew John Garstang

  IRN AJG01155

  • CF21 Investment Adviser (1 Dec 2001 to 3 Dec 2001)
  • CF27 Investment Management (1 Dec 2001 to 3 Dec 2001)
  • CF26 Customer Trading (1 Dec 2001 to 3 Dec 2001)
• Andrew Miller

  IRN AXM00558

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 19 May 2025)
  • [FCA CF] Material risk taker (9 Dec 2019 to 26 Jul 2024)
• Andrew Nigel Morris

  IRN ANM01017

  • 14. Managing investments
  • [FCA CF] Significant management (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Material risk taker (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • CF29 Significant management (4 Sep 2012 to 8 Dec 2019)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)

No changes recorded yet.