James Brearley & Sons Limited

• Principal Place of Business

  Walpole House

  Unit 2 Burton Road

  Blackpool

  Lancs

  FY4 4NW

  UNITED KINGDOM

  Phone

  +4401253831100

  Web

  https://www.jbrearley.co.uk

• Complaints Contact

  Walpole House

  Unit 2 Burton Road

  Blackpool

  Lancs

  FY4 4NW

  UNITED KINGDOM

  Phone

  +4401253831100

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Security), Share, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Trade Settlement Routing

  For Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Stockbroking

  For Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Investment Setup

  For Retail (Investment), Debenture, Government and public security, Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Security), Share, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Electronic Trade Settlement

  For Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Anne Clare Hanson

  IRN AXH01436

  • 16. Safeguarding and administering investments or holding client money
  • [FCA CF] Functions requiring qualifications (since 24 Apr 2025)
  • [FCA CF] Material risk taker (24 Apr 2025 to 18 Sep 2025)
• Antony Steven Warr

  IRN ASW01065

  • CF11 Money Laundering Reporting (12 Jan 2002 to 27 Feb 2004)
  • CF13 Finance (12 Jan 2002 to 27 Feb 2004)
• Aubrey William Thomas Brocklebank

  IRN AWB01093

  • CF30 Customer (18 Mar 2011 to 13 May 2011)
• Barrie Charnley

  IRN BJC01056

  • CF30 Customer (1 Nov 2007 to 8 Feb 2012)
  • CF27 Investment Management (22 Dec 2005 to 31 Oct 2007)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
• Ben Lomas

  IRN BXL01068

  • CF27 Investment Management (1 Dec 2001 to 10 Dec 2004)
  • CF21 Investment Adviser (1 Dec 2001 to 10 Dec 2004)
• Bradley Boyd Russell

  IRN BBR01007

  • CF21 Investment Adviser (28 Apr 2005 to 12 Feb 2007)
• Bradley Richard Waring

  IRN BRW01026

  • 14. Managing investments
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • CF30 Customer (8 May 2012 to 8 Dec 2019)
• Brian Francis Butler

  IRN BFB01012

  • CF10a CASS Oversight function (15 Jan 2014 to 27 Sep 2017)
  • CF28 Systems and controls (1 Nov 2007 to 27 Jul 2012)
  • CF3 Chief Executive (9 Jul 2004 to 27 Sep 2017)
  • CF1 Director (4 Jul 2003 to 27 Sep 2017)
  • CF15 Internal Audit (1 Dec 2001 to 31 Oct 2007)
• Christian Gawne

  IRN CXG01150

  • 14. Managing investments
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF26 Customer Trading (5 Apr 2005 to 31 Oct 2007)
  • CF21 Investment Adviser (1 Dec 2001 to 5 Apr 2005)
• Christopher Ashley Hufferdine

  IRN CAH01111

  • CF26 Customer Trading (1 Dec 2001 to 27 Mar 2002)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Mar 2002)

No changes recorded yet.