Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF10a CASS Oversight function (15 Jan 2014 to 27 Sep 2017)
- CF28 Systems and controls (1 Nov 2007 to 27 Jul 2012)
- CF3 Chief Executive (9 Jul 2004 to 27 Sep 2017)
- CF1 Director (4 Jul 2003 to 27 Sep 2017)
- CF15 Internal Audit (1 Dec 2001 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.