Aubrey William Thomas Brocklebank

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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Mayar Capital Ltd.
FRN 926424
- SMF3 Executive Director (since 1 Feb 2021)
- [FCA CF] Client dealing (since 1 Feb 2021)
- [FCA CF] Functions requiring qualifications (6 Feb 2021 to 7 Feb 2021)
Privium Fund Management (UK) Limited (no longer approved here)
FRN 471186
- CF1 Director (AR) (15 Feb 2019 to 28 Jan 2021)
- CF30 Customer (10 Aug 2017 to 28 Jan 2021)
James Brearley & Sons Limited (no longer approved here)
FRN 189219
- CF30 Customer (18 Mar 2011 to 13 May 2011)
Rathbones Investment Management Limited (no longer approved here)
FRN 116316
- CF30 Customer (22 May 2008 to 5 Aug 2009)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.