Date authorised
1 February 2021
Companies House
09487127
Last scraped
6 days ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    27 Easton Street
    London
    WC1X 0DS
    UNITED KINGDOM
    Phone
    +442080502515
  • Complaints Contact

    27 Easton Street
    London
    WC1X 0DS
    UNITED KINGDOM
    Phone
    +442080502515

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Private Investment Funds

  • Manages Your Portfolio

    For Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Abdulaziz Abdullah Alnaim

    IRN AAA01321

    • [FCA CF] Significant management (since 1 Feb 2021)
    • [FCA CF] Client dealing (since 1 Feb 2021)
    • SMF3 Executive Director (since 1 Feb 2021)
    • [FCA CF] Proprietary trader (since 1 Feb 2021)
    • [FCA CF] Functions requiring qualifications (6 Feb 2021 to 7 Feb 2021)
    • SMF16 Compliance Oversight (1 Feb 2021 to 5 Aug 2021)
  • Aubrey William Thomas Brocklebank

    IRN AWB01093

    • SMF3 Executive Director (since 1 Feb 2021)
    • [FCA CF] Client dealing (since 1 Feb 2021)
    • [FCA CF] Functions requiring qualifications (6 Feb 2021 to 7 Feb 2021)
  • Elizabeth Rachel Myra Ross

    IRN ERR01019

    • [FCA CF] Client dealing (since 21 Oct 2025)
  • Leigh Overall-Gibbons

    IRN LXO00117

    • [FCA CF] Client dealing (1 Feb 2024 to 13 Oct 2025)
  • Marc Adam Cox

    IRN MAC01380

    • [FCA CF] Client dealing (1 Feb 2021 to 5 Feb 2024)
    • SMF17 Money Laundering Reporting Officer (MLRO) (1 Feb 2021 to 10 Apr 2024)
  • Nicholas George Mason

    IRN NGM01033

    • [FCA CF] Client dealing (since 13 Mar 2024)
  • Stefan Budzyna-Dawidowski

    IRN SXB00721

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 24 Apr 2024)
    • SMF16 Compliance Oversight (since 9 Oct 2021)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.