Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Significant management (since 1 Feb 2021)
    • SMF3 Executive Director (since 1 Feb 2021)
    • [FCA CF] Client dealing (since 1 Feb 2021)
    • [FCA CF] Proprietary trader (since 1 Feb 2021)
    • [FCA CF] Functions requiring qualifications (6 Feb 2021 to 7 Feb 2021)
    • SMF16 Compliance Oversight (1 Feb 2021 to 5 Aug 2021)
  • Privium Fund Management (UK) Limited (no longer approved here)

    FRN 471186

    • CF1 Director (AR) (23 Jul 2015 to 28 Jan 2021)
    • CF30 Customer (23 Jul 2015 to 28 Jan 2021)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.