Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • [FCA CF] Client dealing (since 9 Dec 2020)
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2020)
    • CF30 Customer (since 17 Jun 2020)
    • (4)Employed By (since 17 Jun 2020)
  • BROWN SHIPLEY & CO. LIMITED (no longer approved here)

    FRN 124548

    • CF30 Customer (13 Feb 2012 to 6 Mar 2016)
  • James Brearley & Sons Limited (no longer approved here)

    FRN 189219

    • CF30 Customer (1 Nov 2007 to 8 Feb 2012)
    • CF27 Investment Management (22 Dec 2005 to 31 Oct 2007)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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