Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Thornbridge Investment Management LLP
FRN 713859
- 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- [FCA CF] Client dealing (since 9 Dec 2020)
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2020)
- CF30 Customer (since 17 Jun 2020)
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Luna Investment Management Limited
FRN 923454
- (4)Employed By (since 17 Jun 2020)
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- CF30 Customer (13 Feb 2012 to 6 Mar 2016)
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- CF30 Customer (1 Nov 2007 to 8 Feb 2012)
- CF27 Investment Management (22 Dec 2005 to 31 Oct 2007)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.