James Brearley & Sons Limited

• Principal Place of Business

  Walpole House

  Unit 2 Burton Road

  Blackpool

  Lancs

  FY4 4NW

  UNITED KINGDOM

  Phone

  +4401253831100

  Web

  https://www.jbrearley.co.uk

• Complaints Contact

  Walpole House

  Unit 2 Burton Road

  Blackpool

  Lancs

  FY4 4NW

  UNITED KINGDOM

  Phone

  +4401253831100

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Security), Share, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Trade Settlement Routing

  For Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Stockbroking

  For Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Investment Setup

  For Retail (Investment), Debenture, Government and public security, Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Security), Share, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Electronic Trade Settlement

  For Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Christopher Bryan Mason

  IRN CBM01035

  • CF30 Customer (15 Feb 2008 to 15 Jan 2010)
• Christopher David Wise

  IRN CDW01053

  • CF21 Investment Adviser (4 Jul 2003 to 2 Apr 2007)
  • CF27 Investment Management (4 Jul 2003 to 2 Apr 2007)
• Christopher Raymond Secker

  IRN CXS00623

  • 14. Managing investments
  • [FCA CF] Functions requiring qualifications (since 7 Sep 2022)
  • [FCA CF] Client dealing (since 7 Sep 2022)
• Craig William Hargreaves

  IRN CWH01034

  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2002)
• Damian John Bretherton

  IRN DJB01252

  • CF26 Customer Trading (1 Dec 2001 to 10 May 2002)
  • CF21 Investment Adviser (1 Dec 2001 to 10 May 2002)
  • CF27 Investment Management (1 Dec 2001 to 10 May 2002)
• Daniel Raymond Salisbury

  IRN DRS01107

  • [FCA CF] Client dealing (9 Dec 2019 to 30 Sep 2021)
  • CF30 Customer (9 Sep 2010 to 8 Dec 2019)
  • CF26 Customer Trading (1 Dec 2001 to 19 Sep 2003)
• Darren Edward Hardy-Dearness

  IRN DEH01089

  • CF11 Money Laundering Reporting (3 Sep 2007 to 27 Jun 2017)
  • CF10 Compliance Oversight (3 Sep 2007 to 27 Jun 2017)
• Darren Hughes Mather

  IRN DHM01030

  • CF30 Customer (1 Nov 2007 to 3 Apr 2008)
  • CF26 Customer Trading (1 Dec 2001 to 31 Oct 2007)
• Darren John Thornton

  IRN DJT01122

  • CF30 Customer (8 Aug 2011 to 4 May 2016)
• Darren Richard Martin Carnell

  IRN DRC01111

  • CF27 Investment Management (7 Mar 2002 to 24 Jun 2005)
  • CF21 Investment Adviser (7 Mar 2002 to 24 Jun 2005)

No changes recorded yet.