Ben Lomas

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • TrinityBridge Limited

    FRN 119329

    • 14. Managing investments
    • [FCA CF] Client dealing (since 11 Aug 2021)
    • [FCA CF] Functions requiring qualifications (since 11 Aug 2021)
  • BROWN SHIPLEY & CO. LIMITED (no longer approved here)

    FRN 124548

    • [FCA CF] Functions requiring qualifications (9 Sep 2019 to 18 Jun 2021)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF27 Investment Management (20 Dec 2006 to 31 Oct 2007)
    • CF21 Investment Adviser (1 Dec 2006 to 31 Oct 2007)
  • W H Ireland Limited (no longer approved here)

    FRN 140773

    • CF21 Investment Adviser (1 Jan 2005 to 27 Oct 2006)
    • CF27 Investment Management (1 Jan 2005 to 27 Oct 2006)
  • James Brearley & Sons Limited (no longer approved here)

    FRN 189219

    • CF21 Investment Adviser (1 Dec 2001 to 10 Dec 2004)
    • CF27 Investment Management (1 Dec 2001 to 10 Dec 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.