Adrian Williams

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • RAYMOND JAMES INVESTMENT SERVICES LIMITED (no longer approved here)

    FRN 194713

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 29 Jan 2026)
    • [FCA CF] Client dealing (9 Dec 2019 to 29 Jan 2026)
    • CF30 Customer (20 Jul 2018 to 8 Dec 2019)
  • GBIM Limited (no longer approved here)

    FRN 593265

    • CF30 Customer (1 Apr 2014 to 5 Feb 2019)
  • Atomos Investments Limited (no longer approved here)

    FRN 122588

    • CF30 Customer (4 Nov 2011 to 23 Oct 2013)
  • James Brearley & Sons Limited (no longer approved here)

    FRN 189219

    • CF29 Significant management (6 Apr 2010 to 13 May 2011)
    • CF30 Customer (1 Nov 2007 to 13 May 2011)
    • CF3 Chief Executive (2 Aug 2005 to 4 Sep 2009)
    • CF1 Director (2 Aug 2005 to 4 Sep 2009)
    • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.