Date authorised
19 July 2013
Companies House
07746731
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Milford House
    43-55 Milford Street
    Salisbury
    SP1 2BP
    UNITED KINGDOM
    Phone
    +441722424444
  • Complaints Contact

    Milford House
    43-55 Milford Street
    Salisbury
    SP1 2BP
    UNITED KINGDOM
    Phone
    +441722424444

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Manages Your Portfolio

    For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Adrian Williams

    IRN AXW01237

    • CF30 Customer (1 Apr 2014 to 5 Feb 2019)
  • Alexander Robert Knott

    IRN AXK32974

    • [FCA CF] Significant management (since 17 Oct 2025)
  • Andrew Westenberger

    IRN AXW01618

    • SMF1 Chief Executive (since 30 Apr 2025)
    • SMF3 Executive Director (since 30 Apr 2025)
  • Anthony Mark Garle Arkwright

    IRN AMA01019

    • SMF1 Chief Executive (9 Dec 2019 to 1 Jan 2024)
    • SMF3 Executive Director (9 Dec 2019 to 1 Jan 2024)
    • [FCA CF] Client dealing (9 Dec 2019 to 31 Dec 2023)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Dec 2023)
    • CF3 Chief Executive (4 Sep 2018 to 8 Dec 2019)
    • CF1 Director (19 Jul 2013 to 8 Dec 2019)
    • CF30 Customer (19 Jul 2013 to 8 Dec 2019)
  • Charles David Buckley

    IRN CDB01067

    • [FCA CF] Client dealing (9 Dec 2019 to 31 Dec 2024)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Dec 2024)
    • CF3 Chief Executive (1 Sep 2017 to 1 Sep 2018)
    • CF30 Customer (19 Jul 2013 to 8 Dec 2019)
    • CF1 Director (19 Jul 2013 to 1 Sep 2018)
  • Christopher Edmund Rogers

    IRN CER01023

    • CF2 Non Executive Director (1 Sep 2017 to 1 Sep 2018)
    • CF1 Director (20 Apr 2016 to 1 Sep 2017)
    • CF30 Customer (19 Jul 2013 to 8 Dec 2019)
  • Daniel Ellis

    IRN DLE01023

    • [FCA CF] Significant management (since 11 Jun 2025)
    • [FCA CF] Manager of certification employee (since 11 Jun 2025)
    • SMF3 Executive Director (31 Jan 2025 to 21 Feb 2025)
  • Edward John Renwick

    IRN EXR00253

    • SMF3 Executive Director (since 14 May 2025)
  • Elizabeth Ann Pollard

    IRN EAP01011

    • [FCA CF] Client dealing (9 Dec 2019 to 31 Dec 2024)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Dec 2024)
    • CF1 Director (19 Jul 2013 to 1 Sep 2017)
    • CF30 Customer (19 Jul 2013 to 8 Dec 2019)
  • Franchesca Hamer

    IRN FXH01374

    • 14. Managing investments
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (5 Jul 2018 to 8 Dec 2019)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.