GBIM Limited

• Principal Place of Business

  Milford House

  43-55 Milford Street

  Salisbury

  SP1 2BP

  UNITED KINGDOM

  Phone

  +441722424444

  Web

  https://www.gbim.co.uk

• Complaints Contact

  Milford House

  43-55 Milford Street

  Salisbury

  SP1 2BP

  UNITED KINGDOM

  Phone

  +441722424444

• Investment Advice (no pensions)

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Harry Bhavnani

  IRN HXB00300

  • SMF3 Executive Director (since 18 Jul 2025)
• Hugh John Patrick Stewart

  IRN HJS01045

  • SMF9 Chair of the Governing Body (9 Dec 2019 to 25 Nov 2022)
  • CF2 Non Executive Director (23 Oct 2018 to 8 Dec 2019)
• Hugo David Pring

  IRN HDP01006

  • CF1 Director (1 Sep 2017 to 11 Jan 2018)
  • CF30 Customer (1 Apr 2014 to 5 Feb 2019)
• JOHN JOSEPH CORNWALL

  IRN JJC01186

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 11 Feb 2021)
  • CF30 Customer (17 Feb 2017 to 8 Dec 2019)
• James Alexander Crarer-Collins

  IRN JAC01521

  • 14. Managing investments
  • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • CF30 Customer (19 Jul 2017 to 8 Dec 2019)
• James Henry Morgan

  IRN JXM01319

  • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • 14. Managing investments
  • [FCA CF] Functions requiring qualifications (since 27 Jan 2025)
  • [FCA CF] Client dealing (since 27 Jan 2025)
• James Thomas Wingfield Hewitt

  IRN JTH01084

  • 14. Managing investments
  • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • [FCA CF] Manager of certification employee (since 25 Nov 2022)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • SMF3 Executive Director (9 Dec 2019 to 25 Nov 2022)
  • CF1 Director (4 Sep 2018 to 8 Dec 2019)
  • CF30 Customer (30 Jan 2018 to 8 Dec 2019)
• Jane Margaret Conlin

  IRN JMP01085

  • CF30 Customer (1 Aug 2014 to 5 Feb 2019)
• John David MacMahon

  IRN JDM01150

  • SMF16 Compliance Oversight (9 Dec 2019 to 10 Dec 2019)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Dec 2024)
  • SMF3 Executive Director (9 Dec 2019 to 10 Dec 2019)
  • [FCA CF] Client dealing (9 Dec 2019 to 31 Dec 2024)
  • CF10 Compliance Oversight (19 Jul 2013 to 8 Dec 2019)
  • CF30 Customer (19 Jul 2013 to 8 Dec 2019)
  • CF1 Director (19 Jul 2013 to 8 Dec 2019)
• Leighton David Francis Dunkley

  IRN LXD00197

  • [FCA CF] Significant management (18 Oct 2024 to 24 Jan 2025)
  • SMF3 Executive Director (7 Nov 2022 to 13 Sep 2024)

No changes recorded yet.