Hugh John Patrick Stewart

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Shackleton Finance Limited

    FRN 189221

    • SMF3 Executive Director (since 14 Mar 2024)
    • SMF9 Chair of the Governing Body (since 14 Mar 2024)
    • [FCA CF] Significant management (since 9 Dec 2019)
    • [FCA CF] Material risk taker (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF1 Chief Executive (9 Dec 2019 to 15 Jan 2024)
    • SMF16 Compliance Oversight (9 Dec 2019 to 15 Jan 2024)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 15 Jan 2024)
    • SMF3 Executive Director (9 Dec 2019 to 15 Jan 2024)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF10 Compliance Oversight (26 Jan 2007 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (26 Jan 2007 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (26 Jan 2007 to 31 Oct 2007)
    • CF1 Director (26 Jan 2007 to 8 Dec 2019)
    • CF27 Investment Management (17 Feb 2004 to 31 Oct 2007)
    • CF3 Chief Executive (1 Dec 2001 to 5 Dec 2006)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • GBIM Limited (no longer approved here)

    FRN 593265

    • SMF9 Chair of the Governing Body (9 Dec 2019 to 25 Nov 2022)
    • CF2 Non Executive Director (23 Oct 2018 to 8 Dec 2019)
  • Innvotec Limited (no longer approved here)

    FRN 122365

    • CF2 Non Executive Director (1 Dec 2001 to 26 Nov 2002)

Recent activity

Updates to this individual's record on the FCA register.

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