Innvotec Limited

Date authorised
1 April 2013
Companies House
02030086
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Harris & Trotter LLP
    101 New Cavendish Street
    London
    Westminster
    W1W 6XH
    UNITED KINGDOM
    Phone
    +442076306990
    Web
    https://www.innvotec.co.uk

  • Complaints Contact

    Harris & Trotter LLP
    101 New Cavendish Street
    London
    Westminster
    W1W 6XH
    UNITED KINGDOM
    Phone
    +442076306990

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 4 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
    • · Subject to this activity being limited to a non-mainstream regulated activity

  • Authorised to Operate

    Show 1 limitation
    • · Limited to carry on regulated activities

  • Arranges Investments

    For Professional, Retail (Investment), Certificates representing certain security, Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Professional, Retail (Investment), Certificates representing certain security, Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 3 limitations
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Private Investment Funds

  • Manages Your Portfolio

    For Professional, Alternative Debenture, Certificates representing certain security, Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Alan Mawson

    IRN AXM01747

    • CF30 Customer (1 Nov 2007 to 31 Oct 2012)
    • CF27 Investment Management (8 Mar 2002 to 31 Oct 2007)
    • CF1 Director (8 Mar 2002 to 31 Oct 2012)
  • Amir Kazmi

    IRN AXK03040

    • SMF1 Chief Executive (9 Dec 2019 to 19 Feb 2021)
    • SMF3 Executive Director (9 Dec 2019 to 19 Feb 2021)
    • CF3 Chief Executive (7 Nov 2019 to 8 Dec 2019)
    • CF30 Customer (7 Nov 2019 to 8 Dec 2019)
    • CF1 Director (27 Feb 2019 to 8 Dec 2019)
  • Andrew John Clark

    IRN AJC01246

    • CF1 Director (1 Jan 2018 to 9 Sep 2019)
    • CF2 Non Executive Director (1 Aug 2016 to 1 Jan 2018)
    • CF30 Customer (29 Mar 2016 to 23 Oct 2019)
  • Andrew Max Bascombe

    IRN AMB01176

    • CF30 Customer (1 Nov 2007 to 9 May 2010)
    • CF21 Investment Adviser (24 Nov 2004 to 31 Oct 2007)
  • Anthony Edward Williams

    IRN AEW01037

    • CF21 Investment Adviser (27 Nov 2002 to 1 Apr 2004)
    • CF27 Investment Management (27 Nov 2002 to 1 Apr 2004)
  • Antony Phillip Norman Abell

    IRN APA01038

    • CF30 Customer (16 Oct 2014 to 28 Jun 2015)
  • Christopher Buchanan

    IRN CXB17414

    • SMF17 Money Laundering Reporting Officer (MLRO) (14 Oct 2020 to 1 Jul 2021)
    • SMF16 Compliance Oversight (7 Jul 2020 to 1 Jul 2021)
    • SMF3 Executive Director (9 Dec 2019 to 1 Jul 2021)
    • CF1 Director (4 Nov 2019 to 8 Dec 2019)
    • CF30 Customer (4 Nov 2019 to 8 Dec 2019)
  • Danesh Kumar Varma

    IRN DKV01002

    • CF27 Investment Management (14 May 2003 to 9 May 2005)
    • CF21 Investment Adviser (14 May 2003 to 9 May 2005)
  • Darren William Winter

    IRN DWW01050

    • CF30 Customer (1 Nov 2016 to 23 Oct 2019)
  • David Anthony Guest

    IRN DAG01087

    • CF30 Customer (1 Nov 2007 to 4 Oct 2011)
    • CF21 Investment Adviser (19 Oct 2006 to 31 Oct 2007)
    • CF27 Investment Management (19 Oct 2006 to 31 Oct 2007)
Show more

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.