Innvotec Limited

Date authorised
1 April 2013
Companies House
02030086
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Harris & Trotter LLP
    101 New Cavendish Street
    London
    Westminster
    W1W 6XH
    UNITED KINGDOM
    Phone
    +442076306990
    Web
    https://www.innvotec.co.uk

  • Complaints Contact

    Harris & Trotter LLP
    101 New Cavendish Street
    London
    Westminster
    W1W 6XH
    UNITED KINGDOM
    Phone
    +442076306990

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 4 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
    • · Subject to this activity being limited to a non-mainstream regulated activity

  • Authorised to Operate

    Show 1 limitation
    • · Limited to carry on regulated activities

  • Arranges Investments

    For Professional, Retail (Investment), Certificates representing certain security, Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Professional, Retail (Investment), Certificates representing certain security, Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 3 limitations
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Private Investment Funds

  • Manages Your Portfolio

    For Professional, Alternative Debenture, Certificates representing certain security, Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Douglas Herriot Gordon

    IRN DHG01022

    • CF30 Customer (1 Nov 2007 to 1 Mar 2010)
    • CF21 Investment Adviser (18 Nov 2002 to 9 May 2005)
    • CF27 Investment Management (18 Nov 2002 to 9 May 2005)
  • Hugh John Patrick Stewart

    IRN HJS01045

    • CF2 Non Executive Director (1 Dec 2001 to 26 Nov 2002)
  • Julie Ann Newman

    IRN JAN01045

    • CF1 Director (1 Aug 2016 to 1 Jun 2018)
    • CF30 Customer (1 Oct 2015 to 1 Jun 2018)
  • Matthew Philip Woods

    IRN MPW01099

    • CF30 Customer (7 Jul 2008 to 1 Mar 2010)
  • Muhammad Tofiq Qureshi

    IRN MTQ00004

    • SMF1 Chief Executive (since 2 Jun 2021)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF30 Customer (6 Dec 2019 to 8 Dec 2019)
    • CF1 Director (6 Dec 2019 to 8 Dec 2019)
    • CF2 Non Executive Director (9 Jul 2018 to 6 Dec 2019)
  • Nicholas John Gurney-Sharpe

    IRN NJG01095

    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (3 Jun 2005 to 31 Oct 2007)
    • CF27 Investment Management (3 Jun 2005 to 31 Oct 2007)
  • Nigel Anthony Tobin

    IRN NAT01035

    • CF1 Director (3 Jul 2017 to 15 Mar 2018)
    • CF30 Customer (1 Oct 2014 to 15 Mar 2018)
  • Rajiv Agarwal

    IRN RXA01146

    • CF1 Director (1 Jan 2018 to 20 Jul 2018)
    • CF10 Compliance Oversight (1 Jan 2018 to 31 Aug 2018)
    • CF11 Money Laundering Reporting (1 Jan 2018 to 31 Aug 2018)
  • Richard Harris

    IRN RXH01393

    • CF21 Investment Adviser (2 Sep 2002 to 1 Apr 2004)
    • CF27 Investment Management (2 Sep 2002 to 1 Apr 2004)
  • Robert Anthony Mattievich Whitaker

    IRN RAW01080

    • CF21 Investment Adviser (27 Nov 2002 to 1 Apr 2004)
    • CF27 Investment Management (27 Nov 2002 to 1 Apr 2004)
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Recent activity

Updates to this firm's record on the FCA register.

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