Rajiv Agarwal

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Step One Finance Limited

    FRN 706087

    • SMF4 Chief Risk (since 16 Jan 2026)
    • SMF3 Executive Director (since 21 Jul 2025)
    • Responsibility for MCD Intermediation (since 8 Aug 2023)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 8 Aug 2023)
    • SMF16 Compliance Oversight (since 8 Aug 2023)
  • Equifinance Limited (no longer approved here)

    FRN 717913

    • SMF16 Compliance Oversight (18 Jan 2020 to 28 Mar 2023)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 28 Mar 2023)
    • CF11 Money Laundering Reporting (20 Sep 2018 to 8 Dec 2019)
  • Innvotec Limited (no longer approved here)

    FRN 122365

    • CF1 Director (1 Jan 2018 to 20 Jul 2018)
    • CF10 Compliance Oversight (1 Jan 2018 to 31 Aug 2018)
    • CF11 Money Laundering Reporting (1 Jan 2018 to 31 Aug 2018)
  • Legal & General Home Finance Limited (no longer approved here)

    FRN 303418

    • CF11 Money Laundering Reporting (20 Jun 2013 to 27 May 2016)
    • CF1 Director (20 Jun 2013 to 4 Dec 2015)
  • Intrum Mortgages UK Finance Limited (no longer approved here)

    FRN 459016

    • CF11 Money Laundering Reporting (22 Nov 2012 to 31 Jul 2013)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF30 Customer (27 Oct 2009 to 16 Jul 2010)
  • State Bank of India (no longer approved here)

    FRN 139156

    • CF11 Money Laundering Reporting (1 Dec 2001 to 8 Oct 2003)

Recent activity

Updates to this individual's record on the FCA register.

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