State Bank of India

• Principal Place of Business

  State Bank Of India

  15-17 King Street

  London

  City Of London

  EC2V 8EA

  UNITED KINGDOM

  Phone

  +4402074544433

  Web

  https://london.statebank

• Complaints Contact

  State Bank Of India

  15-17 King Street

  London

  City Of London

  EC2V 8EA

  UNITED KINGDOM

  Phone

  +4402074544465

• Bank Deposits

  For All, Deposit

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Limited to activities connected with corporate finance business and in carrying on such activities to the specified investments listed "share", "warrant", "certificate representing certain security", "unit" , "rights to or interests in investments - security", (when the latter is associated with this specified investment), "option (excluding a commodity option and an option on a commodity future)", "future (excluding a commodity future and a rolling spot forex contract)", "contract for differences (excluding a spread bet and a rolling spot forex contract)" and "rights to or interests in investments - contractually based investment", (when the latter is associated with this specified investment).
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Limited to activities connected with corporate finance business and in carrying on such activities to the specified investments listed "share", "debenture", "warrant", "certificate representing certain security", "unit" , "rights to or interests in investments - security", (when the latter is associated with this specified investment), "option (excluding a commodity option and an option on a commodity future)", "future (excluding a commodity future and a rolling spot forex contract)", "contract for differences (excluding a spread bet and a rolling spot forex contract)" and "rights to or interests in investments - contractually based investment", (when the latter is associated with this specified investment).
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Limited to activities connected with corporate finance business and in carrying on such activities to the specified investments listed "share", "debenture", "warrant", "certificate representing certain security", "unit" , "rights to or interests in investments - security", (when the latter is associated with this specified investment), "option (excluding a commodity option and an option on a commodity future)", "future (excluding a commodity future and a rolling spot forex contract)", "contract for differences (excluding a spread bet and a rolling spot forex contract)" and "rights to or interests in investments - contractually based investment", (when the latter is associated with this specified investment).
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• . Kunal

  IRN XXK00003

  • [FCA CF] Material risk taker (1 Feb 2021 to 14 Jan 2025)
• Akashdeep Sagar

  IRN AXS05249

  • SMF17 Money Laundering Reporting Officer (MLRO) (since 13 Oct 2025)
  • SMF16 Compliance Oversight (since 13 Oct 2025)
  • [FCA CF] Significant management (since 16 May 2024)
• Alessio Romagnoli

  IRN AXR00679

  • [PRA CF] Key function holder (1 Dec 2022 to 9 May 2023)
• Amit Aggarwal

  IRN AXA03387

  • [FCA CF] Material risk taker (since 23 Dec 2024)
• Anand Kumar Mishra

  IRN AXM87071

  • [PRA CF] Key function holder (7 Sep 2019 to 21 Oct 2022)
• Anil Arora

  IRN AXA01164

  • CF30 Customer (1 Nov 2007 to 12 Nov 2015)
  • CF26 Customer Trading (1 Dec 2001 to 31 Oct 2007)
• Anil Kumar Singh

  IRN AXS01160

  • [PRA CF] Key function holder (6 Jun 2022 to 14 Oct 2022)
• Anurag Joshi

  IRN AXJ12009

  • SMF24 Chief Operations (24 May 2019 to 24 Jun 2022)
• Ashok Mukand

  IRN AXM01401

  • CF8 Apportionment and Oversight (1 Dec 2001 to 16 Sep 2002)
  • CF10 Compliance Oversight (1 Dec 2001 to 16 Sep 2002)
• Atul Kumar

  IRN AXK00185

  • [FCA CF] Material risk taker (14 Jan 2021 to 14 Jan 2025)

No changes recorded yet.