State Bank of India

• Principal Place of Business

  State Bank Of India

  15-17 King Street

  London

  City Of London

  EC2V 8EA

  UNITED KINGDOM

  Phone

  +4402074544433

  Web

  https://london.statebank

• Complaints Contact

  State Bank Of India

  15-17 King Street

  London

  City Of London

  EC2V 8EA

  UNITED KINGDOM

  Phone

  +4402074544465

• Bank Deposits

  For All, Deposit

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Limited to activities connected with corporate finance business and in carrying on such activities to the specified investments listed "share", "warrant", "certificate representing certain security", "unit" , "rights to or interests in investments - security", (when the latter is associated with this specified investment), "option (excluding a commodity option and an option on a commodity future)", "future (excluding a commodity future and a rolling spot forex contract)", "contract for differences (excluding a spread bet and a rolling spot forex contract)" and "rights to or interests in investments - contractually based investment", (when the latter is associated with this specified investment).
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Limited to activities connected with corporate finance business and in carrying on such activities to the specified investments listed "share", "debenture", "warrant", "certificate representing certain security", "unit" , "rights to or interests in investments - security", (when the latter is associated with this specified investment), "option (excluding a commodity option and an option on a commodity future)", "future (excluding a commodity future and a rolling spot forex contract)", "contract for differences (excluding a spread bet and a rolling spot forex contract)" and "rights to or interests in investments - contractually based investment", (when the latter is associated with this specified investment).
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Limited to activities connected with corporate finance business and in carrying on such activities to the specified investments listed "share", "debenture", "warrant", "certificate representing certain security", "unit" , "rights to or interests in investments - security", (when the latter is associated with this specified investment), "option (excluding a commodity option and an option on a commodity future)", "future (excluding a commodity future and a rolling spot forex contract)", "contract for differences (excluding a spread bet and a rolling spot forex contract)" and "rights to or interests in investments - contractually based investment", (when the latter is associated with this specified investment).
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Avinash Purushothaman Nair

  IRN AXN87073

  • [PRA CF] Key function holder (8 May 2016 to 30 Sep 2025)
• Aviral Shukla

  IRN AXS05373

  • [FCA CF] Material risk taker (since 25 Nov 2024)
• BALAKRISHNA RAGHAVENDRA RAO

  IRN BRR01028

  • SMF22 Other Local Responsibility (7 Mar 2016 to 18 May 2019)
  • CF29 Significant management (27 Nov 2015 to 6 Mar 2016)
• Bal Chandra Achary

  IRN BCA01007

  • CF10 Compliance Oversight (30 Jan 2006 to 31 Dec 2007)
  • CF11 Money Laundering Reporting (12 Aug 2003 to 31 Dec 2007)
• DAVID CHANDLER

  IRN DXC02481

  • SMF2 Chief Finance (7 Mar 2016 to 30 Apr 2024)
  • CF28 Systems and controls (6 Jan 2016 to 6 Mar 2016)
• David Alan Attree

  IRN DAA01050

  • SMF4 Chief Risk (7 Mar 2016 to 24 Mar 2017)
  • CF28 Systems and controls (24 Feb 2016 to 6 Mar 2016)
  • CF10 Compliance Oversight (7 Jan 2008 to 6 Mar 2016)
• David John Curtis

  IRN DJC01340

  • CF10 Compliance Oversight (14 Feb 2005 to 14 Feb 2005)
• Deepak Ahuja

  IRN DXA01558

  • CF29 Significant management (20 Mar 2012 to 3 Sep 2012)
• EDOSA Sunday Igunma

  IRN EXI00049

  • [PRA CF] Key function holder (since 1 Oct 2025)
• Edward Brent Webber-Harris Hill

  IRN EBH00003

  • [PRA CF] Key function holder (15 Jun 2019 to 29 Apr 2022)

No changes recorded yet.