David Alan Attree

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • First Commercial Bank (no longer approved here)

    FRN 204655

    • SMF16 Compliance Oversight (9 Jul 2020 to 31 Aug 2022)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Jul 2020 to 31 Aug 2022)
  • CGS International Securities UK Ltd. (no longer approved here)

    FRN 163037

    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 28 Feb 2020)
    • SMF16 Compliance Oversight (9 Dec 2019 to 28 Feb 2020)
    • CF10 Compliance Oversight (24 Apr 2017 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (24 Apr 2017 to 8 Dec 2019)
  • CIMB Bank Berhad (no longer approved here)

    FRN 204640

    • SMF16 Compliance Oversight (22 Nov 2017 to 3 Jun 2019)
    • SMF4 Chief Risk (22 Nov 2017 to 1 May 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (22 Nov 2017 to 3 Jun 2019)
  • State Bank of India (no longer approved here)

    FRN 139156

    • SMF4 Chief Risk (7 Mar 2016 to 24 Mar 2017)
    • CF28 Systems and controls (24 Feb 2016 to 6 Mar 2016)
    • CF10 Compliance Oversight (7 Jan 2008 to 6 Mar 2016)
  • Intesa Sanpaolo SpA (no longer approved here)

    FRN 191858

    • CF26 Customer Trading (1 Dec 2001 to 31 Mar 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.