CIMB Bank Berhad

• Principal Place of Business

  C I M B Bank Berhad

  27 Knightsbridge

  London

  Westminster

  SW1X 7LY

  UNITED KINGDOM

  Phone

  +442072013150

  Web

  https://www.cimb.com

• Complaints Contact

  C I M B Bank Berhad

  27 Knightsbridge

  London

  Westminster

  SW1X 7LY

  UNITED KINGDOM

  Phone

  +442072013150

• Bank Deposits

  For All, Deposit

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Aaron Chee Ming Tan

  IRN ACT01072

  • CF30 Customer (6 Sep 2013 to 6 Mar 2016)
• Abdul Rahim Hussain

  IRN ARH01087

  • CF10 Compliance Oversight (19 Sep 2006 to 1 Aug 2008)
  • CF11 Money Laundering Reporting (1 Dec 2001 to 30 Jun 2004)
• Ahmad Nazmi Camalxaman

  IRN ANC01059

  • CF30 Customer (11 Dec 2008 to 2 Aug 2010)
• Amanda Appleton

  IRN AXA00646

  • [FCA CF] Significant management (21 Jun 2022 to 29 Nov 2022)
• Asaraf Aboo Bakar

  IRN AXA01674

  • CF8 Apportionment and Oversight (31 Mar 2006 to 31 Mar 2009)
  • CF3 Chief Executive (31 Mar 2006 to 30 Sep 2013)
• Aznita Sherein Mohd Karim

  IRN AXM10150

  • SMF19 Head of Overseas Branch/Head of Overseas (26 Apr 2019 to 1 Jul 2022)
• David Alan Attree

  IRN DAA01050

  • SMF17 Money Laundering Reporting Officer (MLRO) (22 Nov 2017 to 3 Jun 2019)
  • SMF4 Chief Risk (22 Nov 2017 to 1 May 2019)
  • SMF16 Compliance Oversight (22 Nov 2017 to 3 Jun 2019)
• David Jin Woon Lim

  IRN DXL00515

  • SMF19 Head of Overseas Branch/Head of Overseas (since 3 Feb 2025)
• Fazlinda Zulkifli

  IRN FXZ01055

  • CF30 Customer (21 Jan 2013 to 31 Dec 2013)
• Gaik Liew Teoh

  IRN GXT00160

  • SMF7 Group Entity Senior Manager (since 13 Apr 2022)

No changes recorded yet.