CIMB Bank Berhad

• Principal Place of Business

  C I M B Bank Berhad

  27 Knightsbridge

  London

  Westminster

  SW1X 7LY

  UNITED KINGDOM

  Phone

  +442072013150

  Web

  https://www.cimb.com

• Complaints Contact

  C I M B Bank Berhad

  27 Knightsbridge

  London

  Westminster

  SW1X 7LY

  UNITED KINGDOM

  Phone

  +442072013150

• Bank Deposits

  For All, Deposit

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Helen Suming Cunningham

  IRN HSC01008

  • CF11 Money Laundering Reporting (10 Dec 2013 to 1 Dec 2014)
  • CF10 Compliance Oversight (10 Dec 2013 to 1 Dec 2014)
• Indra Putra Lesmana

  IRN IPL01021

  • CF30 Customer (1 Jan 2013 to 6 Mar 2016)
• JOHNSON KHUO

  IRN JXK01707

  • CF30 Customer (30 Mar 2012 to 23 Nov 2012)
• Jamaluddin Bin Nor Mohamad

  IRN JBN01014

  • CF3 Chief Executive (1 Dec 2001 to 1 Apr 2004)
  • CF8 Apportionment and Oversight (1 Dec 2001 to 1 Apr 2004)
• John Francis Miller

  IRN JFM01097

  • SMF16 Compliance Oversight (since 14 Oct 2024)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 14 Oct 2024)
• Kah Fun Lin

  IRN KXL00218

  • SMF19 Head of Overseas Branch/Head of Overseas (4 Jan 2023 to 31 Dec 2024)
• Karen Michelle Coombs

  IRN KXC00255

  • [FCA CF] Significant management (since 21 Jun 2022)
• Karla Amaral

  IRN KXA00270

  • [FCA CF] Significant management (since 1 Feb 2023)
• Keat Jin Tan

  IRN KJT01073

  • CF3 Chief Executive (12 Nov 2013 to 15 Jan 2016)
• Keen Yew Kwan

  IRN KXK00230

  • SMF7 Group Entity Senior Manager (since 19 Oct 2022)

No changes recorded yet.