CIMB Bank Berhad

• Principal Place of Business

  C I M B Bank Berhad

  27 Knightsbridge

  London

  Westminster

  SW1X 7LY

  UNITED KINGDOM

  Phone

  +442072013150

  Web

  https://www.cimb.com

• Complaints Contact

  C I M B Bank Berhad

  27 Knightsbridge

  London

  Westminster

  SW1X 7LY

  UNITED KINGDOM

  Phone

  +442072013150

• Bank Deposits

  For All, Deposit

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 2 limitations Hide limitations

  • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Marian L Guntingan Wells

  IRN MLW01051

  • CF11 Money Laundering Reporting (17 Jan 2006 to 5 Jun 2006)
  • CF10 Compliance Oversight (15 Jul 2004 to 5 Jun 2006)
• Martin Christopher Watson

  IRN MCW01140

  • SMF17 Money Laundering Reporting Officer (MLRO) (13 Sep 2023 to 1 May 2024)
  • SMF16 Compliance Oversight (13 Sep 2023 to 1 May 2024)
• Mastulu Nurdin

  IRN MXN01223

  • SMF3 Executive Director (8 Nov 2016 to 9 Nov 2021)
  • CF28 Systems and controls (7 Jan 2009 to 25 Jan 2016)
  • CF11 Money Laundering Reporting (1 Mar 2004 to 3 Jan 2006)
• Mona Suraya Ismail

  IRN MXI00133

  • [FCA CF] Significant management (21 Jun 2022 to 2 Apr 2026)
• Norashikin Sheikh Mohamed Amin

  IRN SMN01045

  • CF10 Compliance Oversight (22 Jul 2008 to 29 Jan 2010)
• Pusparani Kengatharan

  IRN PXK01831

  • SMF2 Chief Finance (since 24 Feb 2017)
• ROSITAH MARIAM SULAIMAN

  IRN RMS01218

  • CF29 Significant management (7 Jun 2011 to 22 Apr 2015)
• Rahiyah Yahya

  IRN RXY01023

  • CF8 Apportionment and Oversight (1 Mar 2004 to 1 Apr 2006)
  • CF3 Chief Executive (1 Mar 2004 to 1 Apr 2006)
  • CF10 Compliance Oversight (29 Aug 2003 to 1 Jul 2004)
• Raja Noorma Raja Othman

  IRN RNR01021

  • Responsibility for MCD Intermediation (21 Mar 2016 to 31 Dec 2018)
  • SMF19 Head of Overseas Branch/Head of Overseas (7 Mar 2016 to 31 Dec 2018)
  • CF1 Director (14 Jan 2016 to 6 Mar 2016)
  • CF3 Chief Executive (14 Jan 2016 to 6 Mar 2016)
• Shafina Juhaida Binti Mohd Bustamam

  IRN SXB21725

  • SMF17 Money Laundering Reporting Officer (MLRO) (25 Jun 2020 to 1 Jul 2022)
  • SMF16 Compliance Oversight (25 Jun 2020 to 1 Jul 2022)

No changes recorded yet.