CGS International Securities UK Ltd.

• Principal Place of Business

  53 New Broad Street

  London

  EC2M 1JJ

  UNITED KINGDOM

  Phone

  +442072012197

  Web

  https://www.cgsi.com

• Complaints Contact

  53 New Broad Street

  London

  EC2M 1JJ

  UNITED KINGDOM

  Phone

  +4402072012197

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Aaron Chee Ming Tan

  IRN ACT01072

  • CF30 Customer (4 Nov 2013 to 24 Nov 2014)
• Aaron James Joel

  IRN AXJ00200

  • [FCA CF] Client dealing (since 12 Sep 2022)
• Abhinav Sinha

  IRN AXS02292

  • CF30 Customer (31 Oct 2013 to 20 Mar 2014)
• Alastair Barclay Barr

  IRN AXB02046

  • CF16 Significant Mgt (Desgntd Investment Business) (31 Oct 2005 to 30 Jun 2007)
• Ali Asif Khan

  IRN AAK01018

  • CF30 Customer (15 May 2012 to 29 Aug 2014)
• Aman Jairath

  IRN AXJ01507

  • CF11 Money Laundering Reporting (26 Oct 2012 to 1 Nov 2013)
  • CF10 Compliance Oversight (26 Oct 2012 to 1 Nov 2013)
• Amanda Heather MacKinnon

  IRN AHM01028

  • CF21 Investment Adviser (24 Feb 2003 to 11 Nov 2005)
• Andrew James Griffiths

  IRN AJG01167

  • [FCA CF] Client dealing (9 Dec 2020 to 1 Jul 2025)
  • CF30 Customer (1 Nov 2007 to 8 Oct 2014)
  • CF21 Investment Adviser (3 Dec 2004 to 31 Oct 2007)
• Anthony Andrew Skotnicki

  IRN AAS01151

  • CF30 Customer (28 Sep 2012 to 22 Aug 2014)
• Arjun Yash Mahajan

  IRN AYM01006

  • CF30 Customer (4 Jul 2012 to 20 Sep 2013)

No changes recorded yet.