Aman Jairath

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Charles Street Securities Europe LLP
FRN 483311
- SMF16 Compliance Oversight (since 5 Apr 2022)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 5 Apr 2022)
Bank of Africa United Kingdom Plc (no longer approved here)
FRN 454750
- SMF17 Money Laundering Reporting Officer (MLRO) (7 Mar 2016 to 13 Jan 2017)
- SMF16 Compliance Oversight (7 Mar 2016 to 13 Jan 2017)
- CF11 Money Laundering Reporting (29 Dec 2015 to 6 Mar 2016)
- CF10 Compliance Oversight (29 Dec 2015 to 6 Mar 2016)
CGS International Securities UK Ltd. (no longer approved here)
FRN 163037
- CF10 Compliance Oversight (26 Oct 2012 to 1 Nov 2013)
- CF11 Money Laundering Reporting (26 Oct 2012 to 1 Nov 2013)
Intesa Sanpaolo SpA (no longer approved here)
FRN 191858
- CF11 Money Laundering Reporting (10 Nov 2011 to 21 May 2012)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.