Charles Street Securities Europe LLP

Date authorised
1 April 2013
Companies House
OC334478
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    1 Wilton Crescent
    London
    Westminster
    SW1X 8RN
    UNITED KINGDOM
    Phone
    +4402072357642
    Web
    https://www.charlesstreetsecurities.co.uk

  • Complaints Contact

    1 Wilton Crescent
    London
    Westminster
    SW1X 8RN
    UNITED KINGDOM
    Phone
    +4402072357642

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Runs Investment Funds

  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Private Investment Funds

  • Manages Your Portfolio

    For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • . Charles Street Securities Inc

    IRN XXC01112

    • CF4 Partner (17 Oct 2008 to 31 Dec 2014)
  • ALEXANDROS Rammos

    IRN AXR02641

    • CF11 Money Laundering Reporting (30 Aug 2016 to 12 Dec 2017)
    • CF10 Compliance Oversight (30 Aug 2016 to 12 Dec 2017)
  • Aleksandra Ljubicic

    IRN AXB02828

    • CF11 Money Laundering Reporting (16 Jul 2015 to 31 Mar 2016)
    • CF10 Compliance Oversight (16 Jul 2015 to 31 Mar 2016)
  • Alvin Frank John Sillitoe

    IRN AFS01034

    • CF30 Customer (17 Oct 2008 to 6 Mar 2009)
  • Aman Jairath

    IRN AXJ01507

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 5 Apr 2022)
    • SMF16 Compliance Oversight (since 5 Apr 2022)
  • Andrew David Macgregor Hall

    IRN ADH01163

    • CF30 Customer (14 Oct 2014 to 26 Jan 2015)
  • Andrew James Dyer

    IRN AJD01221

    • CF4 Partner (AR) (17 Oct 2008 to 10 May 2016)
    • CF30 Customer (17 Oct 2008 to 10 May 2016)
  • Anna Timone

    IRN AXT00149

    • [FCA CF] Significant management (28 Jul 2020 to 4 Aug 2021)
  • Anna Timone

    IRN AXT18557

    • SMF16 Compliance Oversight (30 Jan 2020 to 4 Aug 2021)
    • SMF17 Money Laundering Reporting Officer (MLRO) (30 Jan 2020 to 4 Aug 2021)
  • Asad Ali

    IRN AXA01780

    • CF30 Customer (17 Oct 2008 to 27 Feb 2009)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

  • CSS Partners LLP (no longer appointed)

    FRN 439800 · Appointed 17 Oct 2008 · Until 26 Feb 2024

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.