Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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AURA HEXAA LLP
FRN 537080
- [FCA CF] Significant management (since 24 Feb 2026)
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Dean Wetton Advisory UK Limited
FRN 812950
- [FCA CF] Significant management (since 9 Jan 2025)
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Capital Alliance Partners Limited
FRN 460233
- [FCA CF] Significant management (since 8 Apr 2024)
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Generation Alfa Limited
FRN 610684
- [FCA CF] Significant management (since 31 Jan 2024)
- Director of firm who is not a certification employee or a SMF manager (since 9 Dec 2019)
- CF11 Money Laundering Reporting (12 Jan 2017 to 26 Nov 2019)
- CF1 Director (12 Jan 2017 to 26 Nov 2019)
- CF10 Compliance Oversight (12 Jan 2017 to 26 Nov 2019)
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IM GLOBAL PARTNER UK LTD
FRN 927232
- [FCA CF] Significant management (since 30 Jan 2024)
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AKEREOS CAPITAL LTD
FRN 760861
- [FCA CF] Significant management (since 22 Jan 2024)
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- [FCA CF] Significant management (23 Feb 2023 to 28 Mar 2024)
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- CF10 Compliance Oversight (16 Jul 2015 to 31 Mar 2016)
- CF11 Money Laundering Reporting (16 Jul 2015 to 31 Mar 2016)
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- CF10 Compliance Oversight (7 Jan 2014 to 26 Nov 2019)
- CF11 Money Laundering Reporting (7 Jan 2014 to 26 Nov 2019)
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- CF10 Compliance Oversight (12 Sep 2011 to 1 Oct 2013)
- CF11 Money Laundering Reporting (12 Sep 2011 to 1 Oct 2013)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.