Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • AURA HEXAA LLP

    FRN 537080

    • [FCA CF] Significant management (since 24 Feb 2026)
    • [FCA CF] Significant management (since 9 Jan 2025)
    • [FCA CF] Significant management (since 8 Apr 2024)
    • [FCA CF] Significant management (since 31 Jan 2024)
    • Director of firm who is not a certification employee or a SMF manager (since 9 Dec 2019)
    • CF11 Money Laundering Reporting (12 Jan 2017 to 26 Nov 2019)
    • CF1 Director (12 Jan 2017 to 26 Nov 2019)
    • CF10 Compliance Oversight (12 Jan 2017 to 26 Nov 2019)
    • [FCA CF] Significant management (since 30 Jan 2024)
    • [FCA CF] Significant management (since 22 Jan 2024)
  • RGL Capital LLP (no longer approved here)

    FRN 501656

    • [FCA CF] Significant management (23 Feb 2023 to 28 Mar 2024)
  • Charles Street Securities Europe LLP (no longer approved here)

    FRN 483311

    • CF10 Compliance Oversight (16 Jul 2015 to 31 Mar 2016)
    • CF11 Money Laundering Reporting (16 Jul 2015 to 31 Mar 2016)
  • Alpha Key Capital Limited (no longer approved here)

    FRN 600305

    • CF10 Compliance Oversight (7 Jan 2014 to 26 Nov 2019)
    • CF11 Money Laundering Reporting (7 Jan 2014 to 26 Nov 2019)
  • Nikolaus & Co LLP (no longer approved here)

    FRN 522509

    • CF10 Compliance Oversight (12 Sep 2011 to 1 Oct 2013)
    • CF11 Money Laundering Reporting (12 Sep 2011 to 1 Oct 2013)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.