Dean Wetton Advisory UK Limited

• Principal Place of Business

  35-37

  Ludgate Hill

  London

  EC4M 7JN

  UNITED KINGDOM

  Phone

  +442034225000

  Web

  http://www.deanwettonadvisory.com

• Complaints Contact

  35-37

  Ludgate Hill

  London

  EC4M 7JN

  UNITED KINGDOM

  Phone

  +442034225000

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Life Policy, Rights to or interests in investments (Security), Share, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Life Policy, Rights to or interests in investments (Security), Share, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Life Policy, Rights to or interests in investments (Security), Share, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Aleksandra Ljubicic

  IRN AXB02828

  • [FCA CF] Significant management (since 9 Jan 2025)
• Brian Harry Hague

  IRN BHH01019

  • CF2 Non Executive Director (10 Aug 2018 to 8 Dec 2019)
• Caroline Janaway

  IRN CXJ00138

  • [FCA CF] Significant management (since 9 Dec 2019)
  • [PRA CF] Key function holder (9 Dec 2019 to 10 Dec 2019)
• Chiara Margherita Santoro

  IRN CMS01184

  • [FCA CF] Significant management (9 Dec 2019 to 1 Nov 2021)
• Claire Maria Aikman

  IRN CMA01096

  • [FCA CF] Significant management (9 Dec 2019 to 4 Mar 2022)
  • [PRA CF] Key function holder (9 Dec 2019 to 10 Dec 2019)
  • CF2 Non Executive Director (10 Aug 2018 to 8 Dec 2019)
• Damian John Mitcham

  IRN DJM01485

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (10 Aug 2018 to 8 Dec 2019)
• Dean Hugh Wetton

  IRN DHW01043

  • SMF1 Chief Executive (since 9 Dec 2019)
  • SMF16 Compliance Oversight (since 9 Dec 2019)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
  • SMF3 Executive Director (since 9 Dec 2019)
  • Responsible for Insurance Distribution (1 Oct 2018 to 24 Nov 2021)
  • CF10 Compliance Oversight (10 Aug 2018 to 8 Dec 2019)
  • CF1 Director (10 Aug 2018 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (10 Aug 2018 to 8 Dec 2019)
  • CF3 Chief Executive (10 Aug 2018 to 8 Dec 2019)
  • CF30 Customer (10 Aug 2018 to 8 Dec 2019)
  • Responsible for Insurance Mediation (10 Aug 2018 to 30 Sep 2018)
• John Craig Tilsley

  IRN JXT00282

  • [FCA CF] Client dealing (since 9 Dec 2019)
• Neil Warrender

  IRN NRW01052

  • [PRA CF] Key function holder (9 Dec 2019 to 10 Dec 2019)
  • [FCA CF] Significant management (9 Dec 2019 to 8 Jan 2025)
• Peter William Osborn-Barker

  IRN PWO01017

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (10 Aug 2018 to 8 Dec 2019)

No changes recorded yet.