Dean Hugh Wetton

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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Dean Wetton Advisory UK Limited
FRN 812950
- SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
- SMF16 Compliance Oversight (since 9 Dec 2019)
- SMF3 Executive Director (since 9 Dec 2019)
- SMF1 Chief Executive (since 9 Dec 2019)
- Responsible for Insurance Distribution (1 Oct 2018 to 24 Nov 2021)
- Responsible for Insurance Mediation (10 Aug 2018 to 30 Sep 2018)
- CF30 Customer (10 Aug 2018 to 8 Dec 2019)
- CF1 Director (10 Aug 2018 to 8 Dec 2019)
- CF10 Compliance Oversight (10 Aug 2018 to 8 Dec 2019)
- CF11 Money Laundering Reporting (10 Aug 2018 to 8 Dec 2019)
- CF3 Chief Executive (10 Aug 2018 to 8 Dec 2019)
Red Sky Capital Solutions LLP (no longer approved here)
FRN 530676
- CF30 Customer (10 Dec 2010 to 10 Aug 2018)
Dean Wetton Advisory UK Limited (no longer approved here)
FRN 515455
- Employed By (2 Dec 2010 to 10 Aug 2018)
Schroders IS Limited (no longer approved here)
FRN 195028
- CF30 Customer (27 May 2008 to 26 Jun 2009)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.