Nikolaus & Co LLP

Date authorised
1 April 2013
Companies House
OC351028
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    The Harley Building
    77-79 New Cavendish Street
    London
    Westminster
    W1W 6XB
    UNITED KINGDOM
    Phone
    +49211447700

  • Complaints Contact

    Königsallee 30
    Kuzaj Wittmann & Partner
    Düsseldorf
    Düsseldorf
    40212
    GERMANY
    Phone
    +490211447700

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Rights to or interests in investments (Security), Share, Unit

  • Manages Your Portfolio

    For Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • . Nikolaus GmBH

    IRN XXN01032

    • SMF27 Partner (since 9 Dec 2019)
    • CF4 Partner (1 Oct 2010 to 8 Dec 2019)
  • Aleksandra Ljubicic

    IRN AXB02828

    • CF11 Money Laundering Reporting (12 Sep 2011 to 1 Oct 2013)
    • CF10 Compliance Oversight (12 Sep 2011 to 1 Oct 2013)
  • Frank Nikolaus

    IRN FXN01074

    • SMF1 Chief Executive (since 9 Dec 2019)
    • SMF27 Partner (since 9 Dec 2019)
    • CF30 Customer (1 Oct 2010 to 8 Dec 2019)
    • CF3 Chief Executive (1 Oct 2010 to 8 Dec 2019)
    • CF4 Partner (1 Oct 2010 to 8 Dec 2019)
  • Stefan Benedetti

    IRN SXB01332

    • CF10 Compliance Oversight (1 Oct 2010 to 24 Jan 2011)
    • CF11 Money Laundering Reporting (1 Oct 2010 to 24 Jan 2011)
    • CF30 Customer (1 Oct 2010 to 13 Jan 2011)
    • CF4 Partner (1 Oct 2010 to 13 Jan 2011)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.