Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • CF30 Customer (since 29 Mar 2023)
    • (1)Employed By (since 29 Mar 2023)
  • Amundi (UK) Limited (no longer approved here)

    FRN 114503

    • [FCA CF] Client dealing (9 Dec 2019 to 8 Sep 2020)
    • CF30 Customer (1 Oct 2019 to 8 Dec 2019)
  • LCM Capital LLP (no longer approved here)

    FRN 534658

    • CF3 Chief Executive (3 Feb 2011 to 26 Nov 2012)
    • CF30 Customer (3 Feb 2011 to 26 Nov 2012)
    • CF4 Partner (3 Feb 2011 to 26 Nov 2012)
  • Nikolaus & Co LLP (no longer approved here)

    FRN 522509

    • CF4 Partner (1 Oct 2010 to 13 Jan 2011)
    • CF10 Compliance Oversight (1 Oct 2010 to 24 Jan 2011)
    • CF11 Money Laundering Reporting (1 Oct 2010 to 24 Jan 2011)
    • CF30 Customer (1 Oct 2010 to 13 Jan 2011)
  • THAMES RIVER CAPITAL LLP (no longer approved here)

    FRN 426349

    • CF30 Customer (1 Nov 2007 to 30 Oct 2009)
    • CF27 Investment Management (18 Mar 2005 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.