CGS International Securities UK Ltd.

Date authorised
1 April 2013
Companies House
02719607
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    53 New Broad Street
    London
    EC2M 1JJ
    UNITED KINGDOM
    Phone
    +442072012197
    Web
    https://www.cgsi.com

  • Complaints Contact

    53 New Broad Street
    London
    EC2M 1JJ
    UNITED KINGDOM
    Phone
    +4402072012197

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Ashley Dyer

    IRN AXD16868

    • SMF3 Executive Director (since 13 Nov 2020)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Material risk taker (since 9 Dec 2019)
    • CF30 Customer (10 Jul 2019 to 8 Dec 2019)
  • Asish Kumar Dey

    IRN AKD01009

    • CF30 Customer (1 Nov 2007 to 23 Jan 2013)
    • CF1 Director (25 Nov 2004 to 23 Jan 2013)
    • CF21 Investment Adviser (31 Jul 2002 to 31 Oct 2007)
  • Audrey Ann Parker

    IRN AAG01014

    • CF30 Customer (13 May 2014 to 9 Mar 2016)
  • Bryan Watkins

    IRN BXW01257

    • CF26 Customer Trading (13 May 2005 to 16 Mar 2006)
  • Carolina Swee Liang Chan

    IRN CSC01046

    • CF2 Non Executive Director (15 Dec 2005 to 21 Nov 2018)
  • Caroline Elizabeth Jones

    IRN CEJ01034

    • CF30 Customer (16 May 2008 to 30 Jun 2012)
  • David Alan Attree

    IRN DAA01050

    • SMF16 Compliance Oversight (9 Dec 2019 to 28 Feb 2020)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 28 Feb 2020)
    • CF11 Money Laundering Reporting (24 Apr 2017 to 8 Dec 2019)
    • CF10 Compliance Oversight (24 Apr 2017 to 8 Dec 2019)
  • David Alexander Schiller

    IRN DAS01292

    • CF30 Customer (2 Jul 2012 to 19 Sep 2013)
  • David Austin Allen Bates

    IRN DAB01201

    • CF21 Investment Adviser (31 Jul 2002 to 20 Jun 2004)
  • David John MacGregor Sandison

    IRN DJS01268

    • CF30 Customer (2 Feb 2012 to 1 Mar 2013)
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Recent activity

Updates to this firm's record on the FCA register.

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