Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Illiquidx Limited
FRN 708666
- [FCA CF] Client dealing (since 12 Jun 2023)
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- [FCA CF] Client dealing (31 Jan 2022 to 14 May 2023)
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- [FCA CF] Client dealing (25 Jan 2021 to 31 Dec 2021)
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- [FCA CF] Client dealing (9 Dec 2019 to 13 Feb 2020)
- CF30 Customer (22 Aug 2019 to 8 Dec 2019)
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- CF30 Customer (13 May 2014 to 9 Mar 2016)
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- CF30 Customer (4 Jan 2011 to 13 Feb 2013)
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- CF30 Customer (1 Nov 2007 to 29 Jul 2010)
- CF21 Investment Adviser (6 Jun 2007 to 31 Oct 2007)
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- CF21 Investment Adviser (10 Aug 2004 to 16 Mar 2007)
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- CF21 Investment Adviser (1 Dec 2001 to 9 Jul 2004)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.