CGS International Securities UK Ltd.

Date authorised
1 April 2013
Companies House
02719607
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    53 New Broad Street
    London
    EC2M 1JJ
    UNITED KINGDOM
    Phone
    +442072012197
    Web
    https://www.cgsi.com

  • Complaints Contact

    53 New Broad Street
    London
    EC2M 1JJ
    UNITED KINGDOM
    Phone
    +4402072012197

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Deng Zhang

    IRN DXZ01021

    • CF30 Customer (10 Mar 2015 to 24 Feb 2017)
  • Edward Paul Wilson

    IRN EPW01012

    • CF21 Investment Adviser (13 Oct 2004 to 25 May 2005)
    • CF26 Customer Trading (22 Sep 2004 to 13 Oct 2004)
  • Elizabeth Pei Yu Yang

    IRN EPY01001

    • [FCA CF] Client dealing (9 Dec 2019 to 30 Sep 2021)
    • CF30 Customer (2 Jul 2012 to 8 Dec 2019)
  • Erwin Tiongguan Go

    IRN ETG01003

    • CF11 Money Laundering Reporting (30 Sep 2010 to 26 Oct 2012)
    • CF10 Compliance Oversight (30 Sep 2010 to 26 Oct 2012)
    • CF1 Director (29 May 2009 to 11 Oct 2012)
    • CF30 Customer (1 Nov 2007 to 5 Feb 2013)
    • CF21 Investment Adviser (7 Sep 2007 to 31 Oct 2007)
  • Gaurav Sharma

    IRN GXS02018

    • CF30 Customer (10 Jun 2013 to 22 May 2014)
  • Geok Khim Goh

    IRN GKG01006

    • CF2 Non Executive Director (1 Dec 2001 to 21 Jul 2005)
  • Gregory Frank Peacock

    IRN GFP01023

    • CF30 Customer (1 Nov 2007 to 3 Jun 2008)
    • CF21 Investment Adviser (30 Oct 2007 to 31 Oct 2007)
  • Helen Suming Cunningham

    IRN HSC01008

    • CF11 Money Laundering Reporting (10 Dec 2013 to 15 Feb 2016)
    • CF10 Compliance Oversight (10 Dec 2013 to 15 Feb 2016)
  • Henry John Labron Snell

    IRN HJS01035

    • CF30 Customer (13 Sep 2010 to 13 Sep 2010)
  • Ian Philip Hamilton

    IRN IPH01014

    • CF11 Money Laundering Reporting (31 Mar 2016 to 6 Apr 2017)
    • CF10 Compliance Oversight (31 Mar 2016 to 6 Apr 2017)
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Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.