Ian Philip Hamilton

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Mantor (UK) Limited

    FRN 705865

    • 17. Administrative functions in relation to managing investments
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Significant management (since 9 Dec 2019)
    • CF10 Compliance Oversight (12 Jul 2017 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (12 Jul 2017 to 8 Dec 2019)
  • PETRICCA & CO CAPITAL LTD

    FRN 743547

    • [FCA CF] Significant management (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • CF11 Money Laundering Reporting (18 Jan 2018 to 8 Dec 2019)
  • CGS International Securities UK Ltd. (no longer approved here)

    FRN 163037

    • CF10 Compliance Oversight (31 Mar 2016 to 6 Apr 2017)
    • CF11 Money Laundering Reporting (31 Mar 2016 to 6 Apr 2017)
  • HENDERSON ROWE LIMITED (no longer approved here)

    FRN 401809

    • CF11 Money Laundering Reporting (14 Nov 2013 to 22 Jan 2015)
    • CF10 Compliance Oversight (14 Nov 2013 to 22 Jan 2015)

Recent activity

Updates to this individual's record on the FCA register.

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