Mantor (UK) Limited

• Principal Place of Business

  NEWTON HOUSE

  118-119 Piccadilly

  London

  W1J 7NW

  UNITED KINGDOM

  Phone

  +4402075696727

  Web

  https://mantor.uk.com

• Complaints Contact

  Newton House

  118-119 Piccadilly

  London

  W1J 7NW

  UNITED KINGDOM

  Phone

  +4402075696727

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Antonio Winspeare Guicciardi

  IRN AXW02393

  • CF30 Customer (18 Apr 2018 to 8 Dec 2019)
• Ashif Bahadurali Pabani

  IRN ABP01056

  • CF2 Non Executive Director (19 Sep 2017 to 15 May 2018)
• Charles Jeffrey Preen

  IRN CJP01122

  • CF10 Compliance Oversight (28 Jan 2016 to 31 May 2017)
• Christian Armand Balmat

  IRN CAB01293

  • 14. Managing investments
  • SMF3 Executive Director (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • [FCA CF] Significant management (since 9 Dec 2019)
  • CF1 Director (28 Jan 2016 to 8 Dec 2019)
• Franz Rudolph de Planta

  IRN FRD01020

  • 14. Managing investments
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2021)
  • [FCA CF] Significant management (since 9 Dec 2019)
  • SMF1 Chief Executive (since 9 Dec 2019)
  • SMF3 Executive Director (since 9 Dec 2019)
  • CF30 Customer (27 Jan 2017 to 8 Dec 2019)
  • CF3 Chief Executive (27 Jan 2017 to 8 Dec 2019)
  • CF1 Director (28 Jan 2016 to 8 Dec 2019)
• Ian Philip Hamilton

  IRN IPH01014

  • 17. Administrative functions in relation to managing investments
  • [FCA CF] Significant management (since 9 Dec 2019)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
  • SMF16 Compliance Oversight (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • CF10 Compliance Oversight (12 Jul 2017 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (12 Jul 2017 to 8 Dec 2019)
• Maria Regina Von Planta

  IRN RXV01028

  • CF1 Director (28 Jan 2016 to 31 Oct 2016)
  • CF3 Chief Executive (28 Jan 2016 to 31 Oct 2016)
  • CF30 Customer (28 Jan 2016 to 31 Oct 2016)
• Mark Geoffrey Sims

  IRN MGS01069

  • CF11 Money Laundering Reporting (28 Jan 2016 to 31 May 2017)
• Philippe Bernard Schmidt

  IRN PBS01064

  • CF2 Non Executive Director (28 Jan 2016 to 15 May 2018)
• Russell Bristow Harless

  IRN RBH01064

  • CF30 Customer (6 Dec 2018 to 22 Dec 2020)
  • CF2 Non Executive Director (28 Jan 2016 to 22 Aug 2017)

• Knightsbridge Ventures Private Equity Ltd (no longer appointed)

  FRN 915813 · Appointed 25 Oct 2019 · Until 16 Dec 2020 · Tied agent

• Amedia Wealth Ltd (no longer appointed)

  FRN 813735 · Appointed 12 Jul 2018 · Until 7 Jan 2021 · Tied agent

• Antonio Winspeare Gucciardi (no longer appointed)

  FRN 794380 · Appointed 17 Nov 2017 · Until 16 Dec 2020 · Tied agent

• Rosabel Paterson-Park (no longer appointed)

  FRN 791394 · Appointed 12 Oct 2017 · Until 31 Jan 2018

No changes recorded yet.