Mark Geoffrey Sims

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

CBH Wealth UK Limited (no longer approved here)
FRN 514546
- SMF16 Compliance Oversight (21 Jul 2020 to 13 Dec 2024)
- SMF17 Money Laundering Reporting Officer (MLRO) (28 May 2020 to 13 Dec 2024)
- [FCA CF] Manager of certification employee (9 Dec 2019 to 13 Dec 2024)
- [FCA CF] CASS oversight function (9 Dec 2019 to 13 Dec 2024)
- SMF3 Executive Director (9 Dec 2019 to 13 Dec 2024)
- SMF1 Chief Executive (9 Dec 2019 to 13 Dec 2024)
- CF3 Chief Executive (24 Jul 2017 to 8 Dec 2019)
- CF11 Money Laundering Reporting (26 Jul 2013 to 25 Apr 2017)
- CF10 Compliance Oversight (24 Nov 2010 to 25 Apr 2017)
- CF1 Director (24 Nov 2010 to 8 Dec 2019)
Mantor (UK) Limited (no longer approved here)
FRN 705865
- CF11 Money Laundering Reporting (28 Jan 2016 to 31 May 2017)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.