Elizabeth Pei Yu Yang

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • CGS International Securities UK Ltd. (no longer approved here)

    FRN 163037

    • [FCA CF] Client dealing (9 Dec 2019 to 30 Sep 2021)
    • CF30 Customer (2 Jul 2012 to 8 Dec 2019)
  • UOB Kay Hian (U.K.) Limited (no longer approved here)

    FRN 155417

    • CF30 Customer (6 May 2009 to 29 Oct 2009)
  • CLSA (UK) (no longer approved here)

    FRN 140836

    • CF30 Customer (1 Nov 2007 to 24 Nov 2008)
    • CF21 Investment Adviser (26 Jun 2006 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.