State Bank of India

• Principal Place of Business

  State Bank Of India

  15-17 King Street

  London

  City Of London

  EC2V 8EA

  UNITED KINGDOM

  Phone

  +4402074544433

  Web

  https://london.statebank

• Complaints Contact

  State Bank Of India

  15-17 King Street

  London

  City Of London

  EC2V 8EA

  UNITED KINGDOM

  Phone

  +4402074544465

• Bank Deposits

  For All, Deposit

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Limited to activities connected with corporate finance business and in carrying on such activities to the specified investments listed "share", "warrant", "certificate representing certain security", "unit" , "rights to or interests in investments - security", (when the latter is associated with this specified investment), "option (excluding a commodity option and an option on a commodity future)", "future (excluding a commodity future and a rolling spot forex contract)", "contract for differences (excluding a spread bet and a rolling spot forex contract)" and "rights to or interests in investments - contractually based investment", (when the latter is associated with this specified investment).
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Limited to activities connected with corporate finance business and in carrying on such activities to the specified investments listed "share", "debenture", "warrant", "certificate representing certain security", "unit" , "rights to or interests in investments - security", (when the latter is associated with this specified investment), "option (excluding a commodity option and an option on a commodity future)", "future (excluding a commodity future and a rolling spot forex contract)", "contract for differences (excluding a spread bet and a rolling spot forex contract)" and "rights to or interests in investments - contractually based investment", (when the latter is associated with this specified investment).
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Limited to activities connected with corporate finance business and in carrying on such activities to the specified investments listed "share", "debenture", "warrant", "certificate representing certain security", "unit" , "rights to or interests in investments - security", (when the latter is associated with this specified investment), "option (excluding a commodity option and an option on a commodity future)", "future (excluding a commodity future and a rolling spot forex contract)", "contract for differences (excluding a spread bet and a rolling spot forex contract)" and "rights to or interests in investments - contractually based investment", (when the latter is associated with this specified investment).
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Gbolahan Adedoyin

  IRN GXA01647

  • SMF5 Head of Internal Audit (8 Dec 2021 to 30 Jun 2025)
• HANISH SEVAK

  IRN HXS01970

  • SMF17 Money Laundering Reporting Officer (MLRO) (25 Oct 2018 to 30 Sep 2021)
  • SMF16 Compliance Oversight (25 Oct 2018 to 30 Sep 2021)
  • SMF5 Head of Internal Audit (7 Mar 2016 to 4 Dec 2019)
  • CF28 Systems and controls (6 Jan 2016 to 6 Mar 2016)
• Harish Gurbux

  IRN HXG01037

  • CF8 Apportionment and Oversight (1 Dec 2001 to 11 Nov 2002)
  • CF3 Chief Executive (1 Dec 2001 to 11 Nov 2002)
  • CF10 Compliance Oversight (1 Dec 2001 to 11 Nov 2002)
• Kanchan Dasgupta

  IRN KDD01014

  • SMF4 Chief Risk (since 29 Nov 2021)
• Keith Robert Howlett

  IRN KRH01061

  • SMF16 Compliance Oversight (7 Mar 2016 to 19 Apr 2018)
  • SMF17 Money Laundering Reporting Officer (MLRO) (7 Mar 2016 to 19 Apr 2018)
  • CF10 Compliance Oversight (27 Nov 2015 to 6 Mar 2016)
  • CF11 Money Laundering Reporting (22 Oct 2013 to 6 Mar 2016)
• Kishori Dhorajiwala

  IRN KXD00221

  • [PRA CF] Key function holder (since 7 Mar 2016)
• Krishnan Kutty Raghavan

  IRN KKR01014

  • SMF24 Chief Operations (17 Oct 2018 to 6 Apr 2019)
• Kwame Dapaah Anokye

  IRN KDA01019

  • [FCA CF] Significant management (1 Mar 2021 to 9 Jul 2021)
• Lakshminarayan Seshan

  IRN LXS01560

  • CF30 Customer (8 Mar 2012 to 8 Dec 2015)
• Lata Sharma

  IRN LXS00758

  • [FCA CF] Material risk taker (since 23 Dec 2024)

No changes recorded yet.