State Bank of India
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
State Bank Of India15-17 King StreetLondonCity Of LondonEC2V 8EAUNITED KINGDOM- Phone
- +4402074544433
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Complaints Contact
State Bank Of India15-17 King StreetLondonCity Of LondonEC2V 8EAUNITED KINGDOM- Phone
- +4402074544465
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Bank Deposits
For All, Deposit
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P2P Lending Advice
For Eligible Counterparty, Professional
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Investment Advice (no pensions)
For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant
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- · Limited to activities connected with corporate finance business and in carrying on such activities to the specified investments listed "share", "warrant", "certificate representing certain security", "unit" , "rights to or interests in investments - security", (when the latter is associated with this specified investment), "option (excluding a commodity option and an option on a commodity future)", "future (excluding a commodity future and a rolling spot forex contract)", "contract for differences (excluding a spread bet and a rolling spot forex contract)" and "rights to or interests in investments - contractually based investment", (when the latter is associated with this specified investment).
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant
Show 2 limitations Hide limitations
- · Limited to activities connected with corporate finance business and in carrying on such activities to the specified investments listed "share", "debenture", "warrant", "certificate representing certain security", "unit" , "rights to or interests in investments - security", (when the latter is associated with this specified investment), "option (excluding a commodity option and an option on a commodity future)", "future (excluding a commodity future and a rolling spot forex contract)", "contract for differences (excluding a spread bet and a rolling spot forex contract)" and "rights to or interests in investments - contractually based investment", (when the latter is associated with this specified investment).
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Stockbroking
For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
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Trades With You Directly
For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
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Investment Setup
For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant
Show 2 limitations Hide limitations
- · Limited to activities connected with corporate finance business and in carrying on such activities to the specified investments listed "share", "debenture", "warrant", "certificate representing certain security", "unit" , "rights to or interests in investments - security", (when the latter is associated with this specified investment), "option (excluding a commodity option and an option on a commodity future)", "future (excluding a commodity future and a rolling spot forex contract)", "contract for differences (excluding a spread bet and a rolling spot forex contract)" and "rights to or interests in investments - contractually based investment", (when the latter is associated with this specified investment).
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Laura Kim Blake
IRN LKB01025
- SMF4 Chief Risk (7 Feb 2018 to 11 May 2018)
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MRUTYUNJAY MAHAPATRA
IRN MXM03010
- CF3 Chief Executive (17 Apr 2012 to 31 Dec 2014)
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Manjish Gargi
IRN MXG00546
- SMF22 Other Local Responsibility (since 22 Dec 2022)
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Mark Peter Jewers
IRN MXJ01167
- SMF5 Head of Internal Audit (4 Dec 2019 to 3 May 2021)
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Mukul Goyal
IRN MXG00849
- [FCA CF] Material risk taker (since 23 Dec 2024)
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Nagendra Bhatnagar
IRN NXB01212
- CF8 Apportionment and Oversight (11 Apr 2002 to 1 Nov 2004)
- CF10 Compliance Oversight (11 Apr 2002 to 1 Nov 2004)
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Naresh Kumar Joshi
IRN NKJ34915
- [PRA CF] Key function holder (3 Jul 2023 to 16 May 2024)
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Pankaj Bisht
IRN PXB00524
- SMF24 Chief Operations (since 3 Oct 2025)
- [PRA CF] Key function holder (23 Sep 2022 to 3 Oct 2025)
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Prabhakar Kaza
IRN PXK01172
- CF8 Apportionment and Oversight (31 Jul 2002 to 11 Mar 2005)
- CF10 Compliance Oversight (31 Jul 2002 to 11 Mar 2005)
- CF3 Chief Executive (31 Jul 2002 to 11 Mar 2005)
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Pradipta Hazra
IRN PXH00599
- [PRA CF] Key function holder (12 Dec 2020 to 21 Oct 2022)
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.