Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
- SMF16 Compliance Oversight (17 Jan 2019 to 28 Jun 2019)
- SMF4 Chief Risk (17 Jan 2019 to 28 Jun 2019)
-
- SMF4 Chief Risk (7 Feb 2018 to 11 May 2018)
-
- SMF4 Chief Risk (7 Feb 2018 to 11 May 2018)
-
- SMF4 Chief Risk (1 Nov 2017 to 13 Nov 2017)
-
- SMF4 Chief Risk (28 Nov 2016 to 28 Apr 2017)
-
- SMF4 Chief Risk (7 Mar 2016 to 15 Jul 2016)
- CF28 Systems and controls (2 Mar 2015 to 6 Mar 2016)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.