Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- SMF5 Head of Internal Audit (4 Dec 2019 to 3 May 2021)
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- SMF5 Head of Internal Audit (4 Dec 2019 to 3 May 2021)
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- CF11 Money Laundering Reporting (29 Jul 2016 to 1 Jun 2018)
- CF28 Systems and controls (29 Jul 2016 to 1 Jun 2018)
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- CF15 Internal Audit (29 Mar 2005 to 16 Feb 2007)
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- CF15 Internal Audit (15 Nov 2002 to 14 Jan 2005)
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- CF15 Internal Audit (1 Dec 2001 to 14 Jan 2005)
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- CF15 Internal Audit (1 Dec 2001 to 14 Jan 2005)
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- CF15 Internal Audit (1 Dec 2001 to 14 Jan 2005)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.