S&W Partners Corporate Finance Limited

• Principal Place of Business

  45 Gresham Street

  London

  EC2V 7BG

  UNITED KINGDOM

  Phone

  +442071314000

  Web

  https://swgroup.com

• Complaints Contact

  45 Gresham Street

  London

  EC2V 7BG

  UNITED KINGDOM

  Phone

  +442046175710

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Adam James Jefferson

  IRN AJJ01094

  • CF30 Customer (1 Nov 2007 to 25 Apr 2008)
  • CF23 Corporate Finance Adviser (17 Oct 2007 to 31 Oct 2007)
• Amanda Phillips

  IRN AXP01372

  • [FCA CF] Client dealing (9 Dec 2019 to 30 Nov 2021)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 30 Nov 2021)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF1 Director (20 May 2004 to 31 Aug 2006)
  • CF23 Corporate Finance Adviser (4 Feb 2003 to 31 Oct 2007)
• Andrew Charles Fisher

  IRN ACF01021

  • Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 1 Sep 2020)
  • CF2 Non Executive Director (7 Dec 2017 to 8 Dec 2019)
• Andrew Charles Pedrette

  IRN ACP01063

  • CF30 Customer (1 Nov 2007 to 31 Oct 2014)
  • CF1 Director (20 May 2003 to 31 Aug 2006)
  • CF23 Corporate Finance Adviser (15 Nov 2002 to 31 Oct 2007)
• Andrew David Middleton

  IRN AXM00597

  • [FCA CF] Significant management (22 Feb 2024 to 31 Mar 2025)
  • [FCA CF] Manager of certification employee (22 Feb 2024 to 31 Mar 2025)
• Andrew Francis Sykes

  IRN AFS01032

  • SMF13 Chair of the Nominations Committee (9 Dec 2019 to 30 Sep 2020)
  • SMF9 Chair of the Governing Body (9 Dec 2019 to 30 Sep 2020)
  • CF2 Non Executive Director (18 Nov 2015 to 8 Dec 2019)
• Andrew Jonathan Pryor

  IRN JXP01372

  • CF15 Internal Audit (8 Mar 2004 to 1 Jan 2005)
• Andrew Martin Baddeley

  IRN AMB01241

  • SMF9 Chair of the Governing Body (since 6 Nov 2025)
  • SMF3 Executive Director (since 30 Sep 2020)
  • SMF2 Chief Finance (30 Sep 2020 to 15 Aug 2025)
• Andrew Terence Ronald Wilkes

  IRN ATW01038

  • SMF3 Executive Director (since 6 Mar 2025)
  • SMF1 Chief Executive (since 6 Mar 2025)
  • [FCA CF] Manager of certification employee (27 Jul 2022 to 6 Mar 2025)
  • [FCA CF] Significant management (9 Dec 2019 to 6 Mar 2025)
  • [FCA CF] Material risk taker (9 Dec 2019 to 6 Mar 2025)
• Anne Elizabeth Thomas

  IRN AET01022

  • CF1 Director (8 May 2003 to 31 Oct 2005)

No changes recorded yet.