S&W Partners Corporate Finance Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Investment Advice (no pensions)

For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
Investment Setup

For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

Senior staff personally approved by the FCA to hold their roles here.

Anthony Lee Hynes
IRN ALH01072
- SMF5 Head of Internal Audit (8 Oct 2020 to 30 Apr 2023)
Anthony Richard Coverley Champion
IRN ARC01092
- CF13 Finance (15 Nov 2002 to 30 Apr 2007)
- CF1 Director (15 Nov 2002 to 31 Aug 2006)
Azhic Eduard Lvov-Basirov
IRN AEL01034
- CF30 Customer (1 Nov 2007 to 11 Dec 2018)
- CF23 Corporate Finance Adviser (15 Nov 2002 to 31 Oct 2007)
- CF1 Director (15 Nov 2002 to 31 Aug 2006)
Barrie John Newton
IRN BJN01005
- CF30 Customer (24 Sep 2008 to 30 Apr 2011)
Ben Frederick Jeynes
IRN BFJ00003
- CF30 Customer (11 Jan 2013 to 11 Dec 2018)
Ben Laing
IRN BXL00279
- [FCA CF] Client dealing (since 9 Dec 2025)
Bennedetta Siobhan Peto
IRN BXP01478
- SMF18 Other Overall Responsibility (1 Dec 2020 to 31 Mar 2025)
Bindesh Savjani
IRN BXS01328
- SMF16 Compliance Oversight (30 Aug 2024 to 6 Mar 2025)
- SMF4 Chief Risk (21 Nov 2023 to 3 Apr 2025)
Blake Charles Goldring
IRN BCG01036
- Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 1 Sep 2020)
- CF2 Non Executive Director (10 Nov 2015 to 8 Dec 2019)
Brian Keith Livingston
IRN BKL01016
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Mar 2025)
- [FCA CF] Manager of certification employee (9 Dec 2019 to 31 Mar 2025)
- [FCA CF] Client dealing (9 Dec 2019 to 31 Mar 2025)
- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- CF23 Corporate Finance Adviser (20 Mar 2007 to 31 Oct 2007)

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.