Barrie John Newton

Last updated
1 week ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Capital Financial Markets Limited

    FRN 760840

    • 17. Administrative functions in relation to managing investments
    • 14. Managing investments
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • Sole trader dealing with clients for which they require qualification (since 1 Jan 2020)
    • CF30 Customer (15 Nov 2018 to 8 Dec 2019)
  • SLATER INVESTMENTS LIMITED (no longer approved here)

    FRN 165999

    • [FCA CF] Client dealing (9 Dec 2019 to 2 Dec 2025)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 2 Dec 2025)
    • CF30 Customer (4 Jun 2014 to 8 Dec 2019)
    • CF29 Significant management (16 Jun 2008 to 8 Mar 2018)
  • BOWSPRIT PARTNERS LIMITED (no longer approved here)

    FRN 403139

    • CF30 Customer (31 Aug 2011 to 29 Apr 2013)
  • GHC CAPITAL MARKETS LTD. (no longer approved here)

    FRN 152998

    • CF30 Customer (13 Oct 2008 to 2 Jan 2019)
  • S&W Partners Corporate Finance Limited (no longer approved here)

    FRN 216729

    • CF30 Customer (24 Sep 2008 to 30 Apr 2011)
  • Northland Capital Partners Limited (no longer approved here)

    FRN 155200

    • CF30 Customer (1 Nov 2007 to 31 Mar 2008)
    • CF21 Investment Adviser (3 Nov 2006 to 31 Oct 2007)
  • ST. JAMES'S PLACE INVESTMENT MANAGEMENT LIMITED (no longer approved here)

    FRN 155241

    • CF30 Customer (1 Nov 2007 to 31 Mar 2008)
    • CF24 Pension Transfer Specialist (8 May 2007 to 31 Oct 2007)
    • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
    • CF1 Director (1 Dec 2001 to 31 Mar 2008)
    • CF3 Chief Executive (1 Dec 2001 to 15 Sep 2006)
    • CF8 Apportionment and Oversight (1 Dec 2001 to 15 Sep 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.