BOWSPRIT PARTNERS LIMITED

• Principal Place of Business

  Birchin Court

  20 Birchin Lane

  Bank

  London

  EC3V 9DU

  UNITED KINGDOM

  Phone

  +4402038834430

  Web

  https://www.bowspritpartners.com

• Complaints Contact

  Birchin Court

  20 Birchin Lane

  Bank

  London

  EC3V 9DU

  UNITED KINGDOM

  Phone

  +4402038834430

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 3 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · The firm must not conduct any designated investment business with retail clients other that (or except) corporate finance business

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 3 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · The firm must not conduct any designated investment business with retail clients other that (or except) corporate finance business

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · The firm must not conduct any designated investment business with retail clients other that (or except) corporate finance business
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 3 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · The firm must not conduct any designated investment business with retail clients other that (or except) corporate finance business

• Andrius Matiuchinas

  IRN AXM03114

  • CF30 Customer (5 Aug 2011 to 17 Oct 2012)
• Barbara Di Giovanni

  IRN BXD00156

  • [FCA CF] Client dealing (since 5 Apr 2022)
• Barrie John Newton

  IRN BJN01005

  • CF30 Customer (31 Aug 2011 to 29 Apr 2013)
• Bradley Lewes Mitchell

  IRN BLM01012

  • CF30 Customer (12 Apr 2016 to 4 Jul 2016)
• Damion Aiton Carruel

  IRN DAC01124

  • [FCA CF] Significant management (20 Oct 2022 to 28 Mar 2024)
  • [FCA CF] Client dealing (20 Oct 2022 to 28 Mar 2024)
  • [FCA CF] Manager of certification employee (20 Oct 2022 to 28 Mar 2024)
• Dwight Patrick Mighty

  IRN DPM01073

  • CF30 Customer (13 Apr 2011 to 30 Jun 2011)
• Fabio Carretta

  IRN FXC20832

  • [FCA CF] Significant management (since 7 Feb 2022)
  • [FCA CF] Manager of certification employee (since 7 Feb 2022)
  • [FCA CF] Client dealing (since 7 Feb 2022)
• Francesco Cicconi

  IRN FXC00217

  • [FCA CF] Client dealing (since 11 Dec 2025)
• Graham Barry Hurst

  IRN GBH01020

  • CF11 Money Laundering Reporting (31 Mar 2015 to 17 Jan 2018)
  • CF10 Compliance Oversight (31 Mar 2015 to 17 Jan 2018)
• Ian David Towell

  IRN IDT01027

  • [FCA CF] Significant management (since 9 Dec 2019)
  • SMF3 Executive Director (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF1 Director (4 Jan 2018 to 8 Dec 2019)
  • CF30 Customer (4 Jan 2018 to 8 Dec 2019)

• Markab Securities (UK) Limited (no longer appointed)

  FRN 578760 · Appointed 2 Apr 2012 · Until 18 Mar 2013

• Lennox Partners LLP (no longer appointed)

  FRN 505392 · Appointed 21 Aug 2009 · Until 26 Jan 2012

No changes recorded yet.