Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Merlin Partners LLP
FRN 449191
- [FCA CF] Client dealing (since 16 Dec 2024)
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- [FCA CF] Client dealing (4 Mar 2024 to 13 Dec 2024)
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- [FCA CF] Manager of certification employee (20 Oct 2022 to 28 Mar 2024)
- [FCA CF] Significant management (20 Oct 2022 to 28 Mar 2024)
- [FCA CF] Client dealing (20 Oct 2022 to 28 Mar 2024)
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- CF30 Customer (26 Feb 2015 to 3 Oct 2016)
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- CF30 Customer (21 Sep 2009 to 17 Jul 2013)
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- CF21 Investment Adviser (25 Jul 2003 to 13 Oct 2004)
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- CF21 Investment Adviser (1 Dec 2001 to 17 May 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.