BOWSPRIT PARTNERS LIMITED

• Principal Place of Business

  Birchin Court

  20 Birchin Lane

  Bank

  London

  EC3V 9DU

  UNITED KINGDOM

  Phone

  +4402038834430

  Web

  https://www.bowspritpartners.com

• Complaints Contact

  Birchin Court

  20 Birchin Lane

  Bank

  London

  EC3V 9DU

  UNITED KINGDOM

  Phone

  +4402038834430

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 3 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · The firm must not conduct any designated investment business with retail clients other that (or except) corporate finance business

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 3 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · The firm must not conduct any designated investment business with retail clients other that (or except) corporate finance business

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · The firm must not conduct any designated investment business with retail clients other that (or except) corporate finance business
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 3 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · The firm must not conduct any designated investment business with retail clients other that (or except) corporate finance business

• James Daniel Sheehan

  IRN JDS01184

  • [FCA CF] Client dealing (since 18 Mar 2026)
• James Orlando Joseph Sibony

  IRN JOS01012

  • CF30 Customer (20 Aug 2009 to 26 Jan 2012)
• Jeffrey Lawrence

  IRN JXL01207

  • CF1 Director (12 Mar 2008 to 6 Jan 2009)
  • CF30 Customer (1 Nov 2007 to 3 Jan 2011)
  • CF23 Corporate Finance Adviser (15 Mar 2007 to 31 Oct 2007)
• Jeremy John Woodgate

  IRN JJW01095

  • [FCA CF] Significant management (20 Oct 2022 to 3 Mar 2025)
  • [FCA CF] Client dealing (20 Oct 2022 to 3 Mar 2025)
  • [FCA CF] Manager of certification employee (20 Oct 2022 to 3 Mar 2025)
• John Grant Gilmour

  IRN JGG01027

  • CF30 Customer (20 Aug 2009 to 1 May 2010)
• John Michael Treacy

  IRN JMT01177

  • [FCA CF] Manager of certification employee (since 7 Feb 2022)
  • [FCA CF] Significant management (since 7 Feb 2022)
  • [FCA CF] Client dealing (since 7 Feb 2022)
• John Richard Shaw

  IRN JRS01124

  • CF30 Customer (1 Nov 2007 to 27 Nov 2012)
  • CF8 Apportionment and Oversight (20 Jan 2005 to 31 Oct 2007)
  • CF10 Compliance Oversight (20 Jan 2005 to 27 Nov 2012)
  • CF1 Director (20 Jan 2005 to 27 Nov 2012)
  • CF11 Money Laundering Reporting (20 Jan 2005 to 27 Nov 2012)
  • CF3 Chief Executive (20 Jan 2005 to 24 May 2011)
  • CF23 Corporate Finance Adviser (20 Jan 2005 to 31 Oct 2007)
• Julian Hantrais

  IRN JXH01393

  • CF30 Customer (20 Aug 2009 to 26 Jan 2012)
• Luis Brime

  IRN LXB01821

  • [FCA CF] Manager of certification employee (since 15 Feb 2022)
  • SMF3 Executive Director (since 21 May 2020)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
  • [FCA CF] Significant management (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • SMF16 Compliance Oversight (since 9 Dec 2019)
  • CF11 Money Laundering Reporting (7 Feb 2019 to 8 Dec 2019)
  • CF30 Customer (7 Feb 2019 to 8 Dec 2019)
  • CF10 Compliance Oversight (7 Feb 2019 to 8 Dec 2019)
• Mark Stephenson

  IRN MXS01656

  • CF30 Customer (21 Nov 2011 to 17 Sep 2012)

• Markab Securities (UK) Limited (no longer appointed)

  FRN 578760 · Appointed 2 Apr 2012 · Until 18 Mar 2013

• Lennox Partners LLP (no longer appointed)

  FRN 505392 · Appointed 21 Aug 2009 · Until 26 Jan 2012

No changes recorded yet.