Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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BOWSPRIT PARTNERS LIMITED
FRN 403139
- [FCA CF] Manager of certification employee (since 15 Feb 2022)
- SMF3 Executive Director (since 21 May 2020)
- [FCA CF] Client dealing (since 9 Dec 2019)
- [FCA CF] Significant management (since 9 Dec 2019)
- SMF16 Compliance Oversight (since 9 Dec 2019)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
- CF30 Customer (7 Feb 2019 to 8 Dec 2019)
- CF11 Money Laundering Reporting (7 Feb 2019 to 8 Dec 2019)
- CF10 Compliance Oversight (7 Feb 2019 to 8 Dec 2019)
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- [FCA CF] Client dealing (12 Dec 2019 to 8 Apr 2022)
- CF30 Customer (10 Jan 2019 to 17 Sep 2021)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.